SEC Form 4 · accession 0001214659-18-002139
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Anthony Raver
Officer — President and CEO · Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2018 | M | 13,856 | $19.495 | A | 108,325 | D | |
| Common StockF1 | Mar 12, 2018 | S | 13,856 | $46.86 | D | 94,469 | D | |
| Common Stock | Mar 13, 2018 | M | 20,075 | $19.495 | A | 114,544 | D | |
| Common StockF2 | Mar 13, 2018 | S | 20,075 | $47.17 | D | 94,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.495 | Mar 12, 2018 | M | 13,856 | D | Dec 6, 2011 | Dec 6, 2020 | Common Stock | 13,856 | 20,075 | D |
| Employee Stock Option (Right to Buy) | $19.495 | Mar 13, 2018 | M | 20,075 | D | Dec 6, 2011 | Feb 6, 2020 | Common Stock | 20,075 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $46.75 to $46.925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $46.80 to $47.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.