SEC Form 4 · accession 0001127602-18-011537
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Kemp
Officer — Sr. Vice President
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 13, 2018 | M | 4,931 | $32.33 | A | 18,283 | D | |
| Ordinary Shares | Mar 13, 2018 | M | 6,607 | $43.36 | A | 24,890 | D | |
| Ordinary SharesF1 | Mar 13, 2018 | S | 14,821 | $86.01 | D | 10,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $32.3319 | Mar 13, 2018 | M | 4,931 | D | — | Feb 21, 2023 | Ordinary Shares | 4,931 | 0 | D |
| Stock Option (Right to Buy) | $43.36 | Mar 13, 2018 | M | 6,607 | D | Dec 13, 2016 | Dec 13, 2023 | Ordinary Shares | 6,607 | 6,607 | D |
Explanation of responses
- F1This transaction was executed in multiple sales ranging from $85.75 to $86.08 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A stock option that vests in equal annual installments on February 22, 2015 and February 22, 2016.