SEC Form 4 · accession 0001032220-18-000033
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pond
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4,F2,F3 | $67.97 | Mar 14, 2018 | A | 4,193 | A | — | — | Common Stock | 4,193 | 4,193 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred vesting for a longer period at the election of the individual.
- F3Expiration date not applicable to RSUs.
- F4Reporting person also holds restricted stock units with respect to an additional 247,649 shares of common stock with varying vesting schedules.