SEC Form 4 · accession 0000092380-18-000065
SOUTHWEST AIRLINES CO · LUV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H Brooks
Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 10,000 | $12.04 | A | 56,269 | D | |
| Common Stock | Mar 13, 2018 | S | 6,400 | $60.04 | D | 49,869 | D | |
| Common Stock | Mar 13, 2018 | S | 1,800 | $60.05 | D | 48,069 | D | |
| Common Stock | Mar 13, 2018 | S | 400 | $60.06 | D | 47,669 | D | |
| Common Stock | Mar 13, 2018 | S | 100 | $60.07 | D | 47,569 | D | |
| Common Stock | Mar 13, 2018 | S | 300 | $60.08 | D | 47,269 | D | |
| Common Stock | Mar 13, 2018 | S | 1,000 | $60.09 | D | 46,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.04 | Mar 13, 2018 | M | 10,000 | D | — | Feb 14, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The option vested in installments and was 100% vested at the time of exercise.