SEC Form 4 · accession 0000350894-18-000023
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N Jeffrey Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | Mar 13, 2018 | P | 3,637 | $23.86 | A | 45,831 | D | |
| COMMON STOCK | Mar 13, 2018 | S | 3,637 | $77.05 | D | 42,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | Mar 13, 2018 | M | 3,637 | A | Feb 28, 2014 | Dec 14, 2020 | STOCK OPTION (RIGHT TO PURCHASE) | 3,637 | 16,363 | D |