SEC Form 4 · accession 0001618732-18-000026
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 12, 2018 | M | 4,000 | $1.22 | A | 4,000 | D | |
| Class A Common Stock | Mar 12, 2018 | M | 96,082 | $3.20 | A | 100,082 | D | |
| Class A Common StockF1,F2 | Mar 12, 2018 | S | 40,049 | $49.6316 | D | 60,033 | D | |
| Class A Common StockF1,F3 | Mar 12, 2018 | S | 27,422 | $50.7011 | D | 32,611 | D | |
| Class A Common StockF1,F4 | Mar 12, 2018 | S | 32,611 | $51.3368 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $1.22 | Mar 12, 2018 | M | 4,000 | D | — | Jul 16, 2023 | Class A Common Stock | 4,000 | 0 | D |
| Employee Stock Option (right to buy)F6 | $3.20 | Mar 12, 2018 | M | 96,082 | D | — | May 19, 2024 | Class A Common Stock | 96,082 | 102,918 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $49.02 to $50.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $50.02 to $51.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.02 to $51.62. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F5The option is subject to an early exercise provision and is exercisable at the grant date. Shares subject to the option vest 1/48th monthly starting on July 18, 2013.
- F6The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.