SEC Form 4 · accession 0001551182-18-000140
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Vanlandingham II
Officer — See Remarks below
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 13, 2018 | M | 5,583 | $53.71 | A | 13,963 | D | |
| Ordinary Shares | Mar 13, 2018 | S | 3,669 | $81.71 | D | 10,294 | D | |
| Ordinary Shares | Mar 13, 2018 | M | 807 | $53.71 | A | 11,101 | D | |
| Ordinary Shares | Mar 13, 2018 | S | 807 | $81.71 | D | 10,294 | D | |
| Ordinary Shares | Mar 13, 2018 | M | 1,925 | $51.94 | A | 12,219 | D | |
| Ordinary Shares | Mar 13, 2018 | S | 1,223 | $81.71 | D | 10,996 | D | |
| Ordinary Shares | Mar 13, 2018 | M | 4,475 | $51.94 | A | 15,471 | D | |
| Ordinary Shares | Mar 13, 2018 | S$0 | 4,475 | $0.00 | D | 10,996 | D | |
| Ordinary SharesF1 | holding | — | — | — | 3,596 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $53.71 | Mar 13, 2018 | M | 807 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 807 | 5,583 | D |
| Stock OptionF2 | $53.71 | Mar 13, 2018 | M | 5,583 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 5,583 | 0 | D |
| Stock OptionF3 | $51.94 | Mar 13, 2018 | M | 1,925 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 1,925 | 4,475 | D |
| Stock OptionF3 | $51.94 | Mar 13, 2018 | M | 4,475 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 4,475 | 0 | D |
Explanation of responses
- F1These ordinary shares are held in the Eaton Savings Plan.
- F2These options were granted on February 22, 2011, and are fully vested and exercisable.
- F3These options were granted on February 21, 2012, and are fully vested and exercisable.
Remarks
President - Electrical Systems and Services Group of Eaton Corporation, a subsidiary of the Issuer.