SEC Form 4 · accession 0001209191-18-019799
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 9,500 | $82.67 | A | 9,500 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF1 | Mar 14, 2018 | S | 9,400 | $294.9856 | D | 100 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Mar 14, 2018 | S | 100 | $295.89 | D | 0 | I | Bratenahl Capital Partners, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Mar 14, 2018 | M | 9,500 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 9,500 | 1,924 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $294.67 - $295.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.