SEC Form 4 · accession 0001127602-18-011593
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2018 | M | 12,500 | $4.32 | A | 26,500 | D | |
| Common StockF1 | Mar 12, 2018 | S | 12,500 | $59.2681 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $4.32 | Mar 12, 2018 | M | 12,500 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 12,500 | 129,166 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $59.261 to $59.281. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.