Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 19, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

329 filings · trading day Jan 19, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 16, 2018 ADForm 4 →	Jan 18, 7:11 pm EST	Platinum Eagle Acquisition Corp.EAGL	Platinum Eagle Acquisition LLC +2Director, 10% Owner	2,588,333	$1.50	$3,500,000	2,333,333	—
Jan 18, 2018 IForm 4 →	Jan 19, 1:37 pm EST	PRUDENTIAL FINANCIAL INCPRU	Karl J KrapekDirector	5,406	$123.44	$667,317	23,384	—
Jan 17, 2018 AForm 4 →	Jan 18, 7:10 pm EST	Platinum Eagle Acquisition Corp.EAGL	Joshua A KazamDirector	333,334	$1.50	$500,001	333,334	—
Jan 17, 2018 AForm 4 →	Jan 18, 7:13 pm EST	Platinum Eagle Acquisition Corp.EAGL	Fredric D RosenDirector	333,334	$1.50	$500,001	33,334	—
Jan 16, 2018 FMForm 4 →	Jan 18, 6:57 pm EST	Crestwood Equity Partners LPCEQP	Robert G PhillipsChairman, President and CEO, Director	32,838	$26.90	$370,574	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:58 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	R Arthur Seaver Jr.Chief Executive Officer, Director	8,000	$42.80	$342,400	200,873	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:10 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	F Justin StricklandPresident	8,000	$42.80	$342,400	60,150	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:21 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	Michael D DowlingChief Financial Officer	8,000	$42.80	$342,400	59,000	—
Jan 17, 2018 AForm 4 →	Jan 19, 8:10 am EST	SOUTH STATE CorpSSB	Robert R Hill Jr.Chief Executive Officer	11,565	$27.15	$313,990	68,119	—
Jan 16, 2018 MForm 4 →	Jan 18, 10:00 pm EST	GAIN Capital Holdings, Inc.GCAP	Samantha RoadyPresident - Retail	36,000	$8.02	$288,720	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:14 pm EST	MILLER HERMAN INCMLHR	Stephen C GaneOther	6,445	$41.00	$264,245	31,526	—
Jan 16, 2018 FMForm 4 →	Jan 18, 6:51 pm EST	Crestwood Equity Partners LPCEQP	J Heath DenekeChief Operating Officer & EVP	18,062	$26.90	$203,848	0	—
Jan 17, 2018 AForm 4 →	Jan 19, 8:02 am EST	SOUTH STATE CorpSSB	John C PollokChief Financial Officer	6,759	$27.15	$183,507	58,381	—
May 18, 2017 AForm 4 →	Jan 18, 2018, 5:45 pm EST	OM Asset Management plcOMAM	James Joseph RitchieDirector	12,421	$14.09	$175,012	20,054	—	late
Jan 16, 2018 FMForm 4 →	Jan 18, 6:55 pm EST	Crestwood Equity Partners LPCEQP	Joel Christian LambertSVP - General Counsel	15,865	$26.90	$170,304	0	—
Jan 16, 2018 FMForm 4 →	Jan 18, 6:52 pm EST	Crestwood Equity Partners LPCEQP	Steven Michael DoughertySVP - Chief Accounting Officer	15,865	$26.90	$170,250	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:36 pm EST	AUTOMATIC DATA PROCESSING INCADP	Maria BlackCorp. VP	2,133	$69.72	$148,706	711	—
Jan 16, 2018 FMForm 4 →	Jan 18, 6:53 pm EST	Crestwood Equity Partners LPCEQP	Robert Thornbury Halpin IIIEVP & Chief Financial Officer	13,424	$26.90	$144,345	0	—
Oct 16, 2017 FGForm 4 →	Jan 18, 2018, 8:20 pm EST	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	40,626	$26.16	$114,581	6,113,993	—	late
May 18, 2017 AForm 4 →	Jan 18, 2018, 5:44 pm EST	OM Asset Management plcOMAM	John RogersDirector	7,098	$14.09	$100,011	11,663	—	late
May 18, 2017 AForm 4 →	Jan 18, 2018, 5:45 pm EST	OM Asset Management plcOMAM	Kyle P LeggDirector	7,098	$14.09	$100,011	11,663	—	late
May 18, 2017 AForm 4 →	Jan 18, 2018, 5:45 pm EST	OM Asset Management plcOMAM	Robert J ChersiDirector	7,098	$14.09	$100,011	9,302	—	late
Jan 17, 2018 AForm 4 →	Jan 19, 7:55 am EST	SOUTH STATE CorpSSB	John F WindleyPresident	3,019	$27.15	$81,966	33,078	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:58 pm EST	SOUTH STATE CorpSSB	Renee R BrooksChief Administrative Officer	2,816	$27.15	$76,454	12,520	—
Jan 17, 2018 AForm 4 →	Jan 18, 6:08 pm EST	SOUTH STATE CorpSSB	Joe E BurnsChief Credit Officer	2,816	$27.15	$76,454	32,647	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:39 pm EST	REPUBLIC SERVICES, INC.RSG	Donald W SlagerPresident and CEO, Director	727	$68.09	$49,501	144,313	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:42 pm EST	REPUBLIC SERVICES, INC.RSG	Jon Vander ArkEVP-Chief Operating Officer	663	$68.09	$45,144	131,350	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:20 pm EST	REPUBLIC SERVICES, INC.RSG	John M TraniDirector	524	$68.09	$35,679	104,025	—
Jan 16, 2018 AJForm 4 →	Jan 19, 9:35 am EST	Colony NorthStar, Inc.CLNS	John SteffensDirector	3,219	$10.36	$33,349	20,193	—	late
Jan 16, 2018 AJForm 4 →	Jan 19, 9:37 am EST	Colony NorthStar, Inc.CLNS	Jon A FosheimDirector	3,219	$10.36	$33,349	20,193	—	late
Jan 16, 2018 AJForm 4 →	Jan 19, 9:38 am EST	Colony NorthStar, Inc.CLNS	John A. SomersDirector	3,219	$10.36	$33,349	20,193	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 5:34 pm EST	REPUBLIC SERVICES, INC.RSG	Jeffrey A HughesEVP Chief Administrative Offic	414	$68.09	$28,189	7,068	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:01 pm EST	REPUBLIC SERVICES, INC.RSG	William J FlynnDirector	394	$68.09	$26,827	20,932	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:17 pm EST	REPUBLIC SERVICES, INC.RSG	Ramon A RodriguezDirector	394	$68.09	$26,827	20,932	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:34 pm EST	SMART Global Holdings, Inc.SGH	Alan MartenSr. VP, Chief Strategy Officer	8,700	$2.64	$22,968	24,633	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:10 pm EST	REPUBLIC SERVICES, INC.RSG	Michael LarsonDirector	267	$68.09	$18,180	52,989	—
Jan 16, 2018 AJForm 4 →	Jan 19, 9:34 am EST	Colony NorthStar, Inc.CLNS	Douglas Crocker IIDirector	1,617	$10.36	$16,752	17,292	—	late
Jan 16, 2018 AJForm 4 →	Jan 19, 9:39 am EST	Colony NorthStar, Inc.CLNS	Justin MetzDirector	1,617	$10.36	$16,752	17,292	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 5:04 pm EST	Zoetis Inc.ZTS	Juan Ramon AlaixChief Executive Officer, Director	676	$23.90	$16,154	61,773	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:25 pm EST	REPUBLIC SERVICES, INC.RSG	Catharine D EllingsenEVP/Chief Legal Officer/Sec	175	$68.09	$11,916	18,474	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:37 pm EST	REPUBLIC SERVICES, INC.RSG	Charles F SerianniEVP Chief Financial Officer	172	$68.09	$11,711	7,035	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:11 pm EST	Zoetis Inc.ZTS	Clinton A. Lewis Jr.Executive Vice President	372	$23.90	$8,885	18,158	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:12 pm EST	Zoetis Inc.ZTS	Kristin C PeckExecutive Vice President	372	$23.90	$8,885	24,801	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:07 pm EST	Zoetis Inc.ZTS	Glenn DavidChief Financial Officer	338	$23.90	$8,077	11,645	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:09 pm EST	Zoetis Inc.ZTS	Catherine A. KnuppExecutive Vice President	338	$23.90	$8,077	1,064	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:55 pm EST	REPUBLIC SERVICES, INC.RSG	Tomago CollinsDirector	106	$68.09	$7,218	20,932	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:05 pm EST	REPUBLIC SERVICES, INC.RSG	Manuel KadreDirector	106	$68.09	$7,218	20,932	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:05 pm EST	Zoetis Inc.ZTS	Alejandro BernalExecutive Vice President	299	$23.90	$7,135	11,811	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:06 pm EST	Zoetis Inc.ZTS	Heidi C. ChenExecutive Vice President	296	$23.90	$7,067	13,824	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:08 pm EST	Zoetis Inc.ZTS	Andrew FentonExecutive Vice President	276	$23.90	$6,596	7,417	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:10 pm EST	Zoetis Inc.ZTS	Roxanne LaganoExecutive Vice President	270	$23.90	$6,462	15,219	—
Jan 17, 2018 AForm 4 →	Jan 19, 1:22 pm EST	Woodward, Inc.WWD	Ronald M SegaDirector	50	$80.15	$4,000	2,909	—
Jan 16, 2018 JForm 4 →	Jan 19, 9:34 am EST	Colony NorthStar, Inc.CLNS	Charles W SchoenherrDirector	384	$10.36	$3,978	15,059	—	late
Jan 16, 2018 JForm 4 →	Jan 19, 9:40 am EST	Colony NorthStar, Inc.CLNS	Nancy Ann CurtinDirector	384	$10.36	$3,978	15,059	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 5:06 pm EST	REPUBLIC SERVICES, INC.RSG	Thomas W HandleyDirector	48	$68.09	$3,268	9,338	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:08 pm EST	REPUBLIC SERVICES, INC.RSG	Jennifer M KirkDirector	48	$68.09	$3,268	9,338	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:21 pm EST	REPUBLIC SERVICES, INC.RSG	Sandra M VolpeDirector	39	$68.09	$2,656	7,707	—
Jan 17, 2018 AForm 4 →	Jan 18, 9:28 pm EST	KANSAS CITY SOUTHERNKSU	Robert J DrutenDirector	21	$110.81	$2,273	173	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:29 pm EST	REPUBLIC SERVICES, INC.RSG	Brian A GoebelCAO	2,030	$68.09	$2,043	2,000	—
Jan 16, 2018 CMForm 4 →	Jan 18, 7:36 pm EST	Trade Desk, Inc.TTD	Robert David PerdueChief Operating Officer, Director	35,277	$0.171	$2,011	95,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:12 pm EST	REPUBLIC SERVICES, INC.RSG	Kim S PegulaDirector	26	$68.09	$1,770	4,974	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:01 pm EST	Travelport Worldwide LTDTVPT	Stephen John ShurrockExecutive Vice President & CCO	7,340	—	—	14,680	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:01 pm EST	AveXis, Inc.AVXS	James J LitalienSrVP/Chief Reg&Quality Officer	5,000	—	—	146,800	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:01 pm EST	Travelport Worldwide LTDTVPT	Bernard Ladislas BotExecutive Vice President & CFO	11,628	—	—	23,256	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:01 pm EST	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	73	—	—	21,035	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:01 pm EST	Travelport Worldwide LTDTVPT	Rosemary ThomsonSee Remarks	2,341	—	—	7,022	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:03 pm EST	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	1	—	—	283	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:04 pm EST	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	9	—	—	2,649	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:04 pm EST	Foundation Medicine, Inc.FMI	Vincent A. MillerChief Medical Officer	10,942	—	—	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:05 pm EST	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	343	—	—	100,701	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:05 pm EST	Foundation Medicine, Inc.FMI	Jason RyanChief Financial Officer	20,000	—	—	22,147	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:06 pm EST	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	61	—	—	17,857	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:07 pm EST	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	1	—	—	327	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:08 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	7	—	—	2,288	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:09 pm EST	Mondelez International, Inc.MDLZ	Nelson UrdanetaVP, Corporate Controller & CAO	4,760	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:12 pm EST	GOLD RESOURCE CORPGORO	Bill M ConradDirector	25,000	—	—	75,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:13 pm EST	EQUITY RESIDENTIALEQR	David S SanteeExecutive Vice President & COO	1,945	—	—	1,945	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:14 pm EST	NanoString Technologies IncNSTG	K Thomas BaileyChief Financial Officer	130,000	—	—	35,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:14 pm EST	Sphere 3D CorpANY	Kurt L. KalbfleischSVP and CFO	19,201	—	—	159,199	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:15 pm EST	Sphere 3D CorpANY	Jenny C YehSVP & General Counsel	19,201	—	—	149,466	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:18 pm EST	EQUITY RESIDENTIALEQR	Mark J. ParrellExecutive Vice President & CFO	2,594	—	—	2,594	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:18 pm EST	Colfax CORPCFX	A. Lynne PuckettSVP, GC & Secretary	7,270	—	—	7,653	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:22 pm EST	EQUITY RESIDENTIALEQR	Alan W GeorgeExecutive Vice President & CIO	2,594	—	—	2,594	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:23 pm EST	Worldpay, Inc.WP	Deanna W OppenheimerDirector	617	—	—	617	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:25 pm EST	Worldpay, Inc.WP	Michael RakeDirector	617	—	—	617	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:26 pm EST	CARMAX INCKMX	Darren C NewberrySVP	6,584	—	—	4,761	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:26 pm EST	AUTOZONE INCAZO	James C. GriffithSr. Vice President	1,547	—	—	4,643	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:26 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Richard AldrichDirector	21,236	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:26 pm EST	SiteOne Landscape Supply, Inc.SITE	Ross AnkerEVP, Category Mgmt, Mktg & IT	6,080	—	—	140,309	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:26 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutPresident & CEO, Director	7,783	—	—	7,783	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:26 pm EST	SiteOne Landscape Supply, Inc.SITE	Pascal ConversEVP, Strategy and Development	9,750	—	—	189,626	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:26 pm EST	Worldpay, Inc.WP	Karen A RichardsonDirector	617	—	—	617	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:28 pm EST	Worldpay, Inc.WP	David KarnstedtDirector	6,108	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:29 pm EST	Intercontinental Exchange, Inc.ICE	Scott A HillChief Financial Officer	14,772	—	—	22,297	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:30 pm EST	DELTA AIR LINES INC /DE/DAL	Paul A JacobsonEVP & CFO	49,362	—	—	31,638	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:30 pm EST	DELTA AIR LINES INC /DE/DAL	Joanne D SmithEVP & Chief HR Officer	24,250	—	—	24,250	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:30 pm EST	Worldpay, Inc.WP	Mark E SundayDirector	2,031	—	—	2,320	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:30 pm EST	Smart & Final Stores, Inc.SFS	Scott R. DrewEVP, Operations	36,560	—	—	0	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:34 pm EST	ENCORE CAPITAL GROUP INCECPG	Paul GrinbergPresident, International	3,333	—	—	6,667	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:36 pm EST	PRA Health Sciences, Inc.PRAH	Linda BaddourExecutive VP & CFO	67,000	—	—	117,669	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:38 pm EST	Coupa Software IncCOUP	Robert BernshteynChief Executive Officer, Director	63,225	—	—	528,595	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:38 pm EST	Coupa Software IncCOUP	Todd R FordChief Financial Officer	12,000	—	—	336,899	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:38 pm EST	BOSTON BEER CO INCSAM	Martin F RoperPresident and C.E.O., Director	10,000	—	—	70,773	—
Dec 12, 2017 MForm 4 →	Jan 18, 2018, 4:41 pm EST	HARDINGE INCHDNG	Urs BaumgartnerVice President - Grinding	2,800	—	—	0	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 4:43 pm EST	JPMORGAN CHASE & COJPM	Lori A BeerChief Information Officer	10,023	—	—	10,023	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:43 pm EST	JPMORGAN CHASE & COJPM	Nicole GilesCorporate Controller	6,058	—	—	6,058	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:43 pm EST	JPMORGAN CHASE & COJPM	Stacey FriedmanGeneral Counsel	24,722	—	—	24,722	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Marianne LakeChief Financial Officer	34,076	—	—	34,076	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Robin LeopoldHead of Human Resources	4,900	—	—	4,900	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Douglas B PetnoCEO Commercial Banking	30,067	—	—	30,067	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Daniel E PintoManaging Director	63,680	—	—	63,680	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Peter ScherExecutive Vice President	11,136	—	—	11,136	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:44 pm EST	JPMORGAN CHASE & COJPM	Gordon SmithExecutive Vice President	51,448	—	—	51,448	—
Jan 16, 2018 CForm 4 →	Jan 18, 4:44 pm EST	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	2,800,000	—
Jan 5, 2018 AForm 4 →	Jan 18, 4:46 pm EST	Horizon Pharma plcHZNP	Miles W McHughSr VP & Princ. Acctg Officer	20,100	—	—	20,100	—	late
Jan 16, 2018 MForm 4 →	Jan 18, 4:46 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	32,301	—	—	131,339	—
Jan 16, 2018 XForm 4 →	Jan 18, 4:46 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Stuart I OranSecretary, Director	5,000	—	—	150,322	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:49 pm EST	Inogen IncINGN	Raymond HuggenbergerDirector	13,000	—	—	82,800	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:51 pm EST	JPMORGAN CHASE & COJPM	Ashley BaconChief Risk Officer	29,122	—	—	29,122	—
Jan 16, 2018 AForm 4 →	Jan 18, 4:51 pm EST	JPMORGAN CHASE & COJPM	Mary E. ErdoesCEO Asset Management	50,112	—	—	50,112	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:52 pm EST	Inogen IncINGN	Matt ScribnerEVP, Operations	2,500	—	—	15,183	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:53 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Donna DeMaioExecutive Vice President	25,772	—	—	25,772	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:53 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Claudine MacartneyExecutive Vice President	15,110	—	—	15,110	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:53 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Seraina MaciaExecutive Vice President	15,278	—	—	15,278	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:55 pm EST	At Home Group Inc.HOME	Peter SG CorsaChief Operating Officer	67,600	—	—	415,717	—
Jan 16, 2018 MForm 4 →	Jan 18, 4:56 pm EST	At Home Group Inc.HOME	Norman E McLeodChief Development Officer	18,840	—	—	263,618	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:57 pm EST	At Home Group Inc.HOME	Alissa M AhlmanChief Merchandising Officer	10,234	—	—	210,820	—
Jan 17, 2018 MForm 4 →	Jan 18, 4:58 pm EST	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	26,588	—	—	2,060,298	—
Jan 17, 2018 AForm 4 →	Jan 18, 4:59 pm EST	Evofem Biosciences, Inc.EVFM	Russell BarransChief Commercial Officer	5,133	—	—	1,283	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:00 pm EST	Mirati Therapeutics, Inc.MRTX	Jamie ChristensenSVP, Chief Science Officer	10,814	—	—	33,936	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:01 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	499,985	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:01 pm EST	Evofem Biosciences, Inc.EVFM	Kelly CulwellChief Medical Officer	7,699	—	—	7,699	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:01 pm EST	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	74,690	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:02 pm EST	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	110,461	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:02 pm EST	Loxo Oncology, Inc.LOXO	Jennifer BursteinSenior VP of Finance	1,500	—	—	40,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:02 pm EST	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	20,490	—	—	312,535	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:03 pm EST	CADENCE DESIGN SYSTEMS INCCDNS	Anirudh DevganPresident	30,000	—	—	55,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:03 pm EST	Evofem Biosciences, Inc.EVFM	Justin J. FileChief Financial Officer	23,099	—	—	10,266	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:04 pm EST	CADENCE DESIGN SYSTEMS INCCDNS	Lip Bu TanCEO, Director	25,000	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:05 pm EST	Evofem Biosciences, Inc.EVFM	Thomas G LynchDirector	3,850	—	—	3,850	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:05 pm EST	RPM INTERNATIONAL INC/DE/RPM	Frank C SullivanChairman and CEO, Director	200,000	—	—	1,400,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:07 pm EST	Evofem Biosciences, Inc.EVFM	Saundra L PelletierChief Executive Officer, Director	48,795	—	—	6,719	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:09 pm EST	SYSCO CORPSYY	William W GoetzSVP	11,323	—	—	11,324	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:09 pm EST	Evofem Biosciences, Inc.EVFM	Colin RutherfordDirector	770	—	—	770	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:10 pm EST	STAMPS.COM INCSTMP	Matthew A. LipsonChief Legal Officer/ Secretary	11,826	—	—	99,174	—
Jan 1, 2018 MForm 4 →	Jan 18, 5:10 pm EST	Foamix Pharmaceuticals Ltd.FOMX	Meir EiniOther	6,157	—	—	4,500	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 5:13 pm EST	YELP INCYELP	Alan RamsayChief Accounting Officer	13,100	—	—	13,100	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:15 pm EST	YELP INCYELP	Laurence WilsonChief Administrative Officer	45,850	—	—	45,850	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:16 pm EST	YELP INCYELP	Joseph R NachmanChief Operating Officer	117,850	—	—	117,850	—
Jan 16, 2018 XForm 4 →	Jan 18, 5:16 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	107,229	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:16 pm EST	PROTEON THERAPEUTICS INCPRTO	Steven Keith BurkeSVP and Chief Medical Officer	200,000	—	—	200,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:16 pm EST	PROTEON THERAPEUTICS INCPRTO	George Arthur EldridgeSr VP, CFO, Treasr, Asst Secy	200,000	—	—	200,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:17 pm EST	PROTEON THERAPEUTICS INCPRTO	Daniel Philip GottliebVP Corporate Development	110,000	—	—	110,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:17 pm EST	YELP INCYELP	Charles BakerChief Financial Officer	117,850	—	—	117,850	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:17 pm EST	PROTEON THERAPEUTICS INCPRTO	Matthew Paul KowalskyVP, Legal and Secretary	110,000	—	—	110,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:17 pm EST	PROTEON THERAPEUTICS INCPRTO	E. Scott TonerSenior VP of Commercial	110,000	—	—	110,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:18 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Greg A SteffensPresident and CEO, Director	3,500	—	—	3,500	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:18 pm EST	YELP INCYELP	Jeremy StoppelmanChief Executive Officer, Director	288,000	—	—	288,000	—
Jan 18, 2018 JForm 4 →	Jan 18, 5:19 pm EST	Five Oaks Investment Corp.OAKS	XL Bermuda Ltd +110% Owner	3,753,492	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:19 pm EST	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	389,000	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:19 pm EST	MACROGENICS INCMGNX	Eric Blasius RisserSr VP & Chief Business Officer	2,000	—	—	29,497	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:19 pm EST	MACROGENICS INCMGNX	Jon Marc WiggintonSr VP, Clinical Dev. & CMO	5,000	—	—	45,448	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:19 pm EST	MACROGENICS INCMGNX	James KarrelsSVP, CFO and Secretary	6,516	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:22 pm EST	EQUINIX INCEQIX	Michael Earl CampbellChief Sales Officer	733	—	—	1,463	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:23 pm EST	Cytosorbents CorpCTSO	Vincent CapponiChief Operating Officer	44,000	—	—	0	—
Jan 10, 2018 AForm 4 →	Jan 18, 5:23 pm EST	REED'S, INC.REED	James C BassDirector	50,000	—	—	50,000	—	late amended
Jan 16, 2018 AMForm 4 →	Jan 18, 5:24 pm EST	EQUINIX INCEQIX	Yau Tat LeePresident - Asia Pacific	6,390	—	—	1,241	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:25 pm EST	EQUINIX INCEQIX	Charles J MeyersPresident, SSI	12,290	—	—	2,395	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:27 pm EST	EQUINIX INCEQIX	Peter Van CampDirector	4,879	—	—	797	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:27 pm EST	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	4,000	—	—	40,000	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:28 pm EST	EQUINIX INCEQIX	Eric SchwartzPresident, Equinix EMEA	7,500	—	—	1,463	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:30 pm EST	MOLSON COORS BREWING COTAP	Peter H CoorsChief Customer Relations Off, Director, 10% Owner	77,520	—	—	0	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:30 pm EST	EQUINIX INCEQIX	Stephen M SmithCEO & President, Director	32,860	—	—	5,769	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:31 pm EST	EQUINIX INCEQIX	Karl StrohmeyerPresident, Americas	9,436	—	—	1,596	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:32 pm EST	EQUINIX INCEQIX	Keith D TaylorChief Financial Officer	12,868	—	—	2,395	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:33 pm EST	PHILLIPS 66 PARTNERS LPPSXP	Phillip David BairringtonDirector	1,442	—	—	1,442	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:34 pm EST	PHILLIPS 66 PARTNERS LPPSXP	Joseph O'TooleDirector	2,223	—	—	0	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:34 pm EST	MINERALS TECHNOLOGIES INCMTX	Brett ArgirakisVice President	829	—	—	4,662	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:34 pm EST	MINERALS TECHNOLOGIES INCMTX	Gary L CastagnaSenior Vice President	1,893	—	—	13,626	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Michael CipollaVICE PRESIDENT	745	—	—	5,763	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Douglas T DietrichChief Executive Officer	4,187	—	—	24,791	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:35 pm EST	NOODLES & CoNDLS	Thomas B WestEVP - Operations	20,000	—	—	20,000	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Matthew E GarthSenior VP and CFO	1,560	—	—	3,118	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Jonathan J HastingsSenior Vice President	1,486	—	—	14,650	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:35 pm EST	NOODLES & CoNDLS	Susan DaggettInterim Chief Financial Office	15,000	—	—	15,000	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Andrew M JonesVice President	889	—	—	5,366	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:35 pm EST	NOODLES & CoNDLS	Kathryn Rae LockhartVice President & Controller	10,000	—	—	10,000	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:36 pm EST	MINERALS TECHNOLOGIES INCMTX	Douglas W MaygerSenior Vice President	663	—	—	6,050	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:36 pm EST	MINERALS TECHNOLOGIES INCMTX	Dj Monagle IIISenior Vice President	2,240	—	—	17,854	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:36 pm EST	MINERALS TECHNOLOGIES INCMTX	Thomas J MeekSenior Vice President	1,921	—	—	18,538	—
Jan 17, 2018 MForm 4 →	Jan 18, 5:37 pm EST	GAP INCGPS	Teri L. ListEVP CFO	25,000	—	—	75,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:38 pm EST	CRISPR Therapeutics AGCRSP	Tyler Dylan-HydeChief Legal Officer	21,000	—	—	5,237	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:39 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Kimberly A CappsEVP, Chief Operations Officer	2,000	—	—	2,000	—
Jan 17, 2018 JForm 4 →	Jan 18, 5:41 pm EST	SCHOOL SPECIALTY INCSCOO	Mill Road Capital II, L.P. +310% Owner	38,500	—	—	38,500	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:43 pm EST	PDC ENERGY, INC.PDCE	David C ParkeDirector	616	—	—	6,029	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:48 pm EST	SYNAPTICS IncSYNA	Francis F LeeDirector	100	—	—	144,900	—
Jan 10, 2018 AForm 4 →	Jan 18, 5:50 pm EST	REED'S, INC.REED	Lewis JaffeDirector	100,000	—	—	100,000	—	late amended
Jan 16, 2018 MForm 4 →	Jan 18, 5:51 pm EST	Penumbra IncPEN	Daniel Donen DavisSee Remarks	20,500	—	—	140,317	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:55 pm EST	ADESTO TECHNOLOGIES CorpIOTS	Ishai NavehVP, Business Development	21,890	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 18, 5:56 pm EST	PURE CYCLE CORPPCYO	Harrison H AugurDirector	6,500	—	—	6,500	—
Jan 16, 2018 AMForm 4 →	Jan 18, 5:58 pm EST	PHILLIPS 66 PARTNERS LPPSXP	Mark HaneyDirector	2,223	—	—	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 5:58 pm EST	Quest Resource Holding CorpQRHC	S. Ray HatchPresident and CEO, Director	100,000	—	—	100,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 5:59 pm EST	Floor & Decor Holdings, Inc.FND	Trevor LangEVP and CFO	44,322	—	—	196,541	—
Jan 17, 2018 MForm 4 →	Jan 18, 6:00 pm EST	PROOFPOINT INCPFPT	Tracey NewellEVP, Worldwide Sales	8,183	—	—	14,375	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:00 pm EST	Floor & Decor Holdings, Inc.FND	Peter StarrettDirector	45,000	—	—	35,455	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:01 pm EST	Floor & Decor Holdings, Inc.FND	Brian K RobbinsEVP - Supply Chain	3,600	—	—	53,408	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:01 pm EST	General Motors CoGM	Barry L Engle IIExecutive Vice President	50,443	—	—	151,327	—
Jan 17, 2018 AForm 4 →	Jan 18, 6:02 pm EST	PURE CYCLE CORPPCYO	Patrick BeirneDirector	6,500	—	—	6,500	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:02 pm EST	Quest Resource Holding CorpQRHC	Laurie L LathamSenior VP and CFO	75,000	—	—	75,000	—
Jan 16, 2018 ADForm 4 →	Jan 18, 6:03 pm EST	CATALYST BIOSCIENCES, INC.CBIO	Harold E SelickDirector	23,394	—	—	10,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:04 pm EST	Quest Resource Holding CorpQRHC	David P SweitzerSee remarks	100,000	—	—	100,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:06 pm EST	PVH CORP. /DE/PVH	Steven B ShiffmanPresident & CEO, Calvin Klein	3,100	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 18, 6:08 pm EST	PURE CYCLE CORPPCYO	Peter C HowellDirector	6,500	—	—	6,500	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:08 pm EST	CoreSite Realty CorpCOR	Jean A BuaDirector	11	—	—	1,238	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:09 pm EST	CoreSite Realty CorpCOR	Kelly C ChamblissDirector	22	—	—	2,378	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:10 pm EST	CoreSite Realty CorpCOR	Michael R KoehlerDirector	154	—	—	17,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:10 pm EST	CoreSite Realty CorpCOR	Paul E. SzurekPresident & CEO, Director	143	—	—	15,762	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:11 pm EST	CoreSite Realty CorpCOR	John David ThompsonDirector	108	—	—	11,912	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:11 pm EST	BOSTON PRIVATE FINANCIAL HOLDINGS INCBPFH	Clayton DeutschCEO and President, Director	63,014	—	—	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:12 pm EST	CoreSite Realty CorpCOR	David A WilsonDirector	154	—	—	17,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:13 pm EST	ENCORE WIRE CORPWIRE	Frank J BilbanVice President & CFO	30,000	—	—	30,000	—
Jan 17, 2018 MForm 4 →	Jan 18, 6:16 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	3,587	—	—	7,387	—
Dec 20, 2017 MForm 4 →	Jan 18, 2018, 6:25 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Christopher H BohnertChief Accounting Officer	7,000	—	—	21,000	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 6:28 pm EST	PERRIGO Co plcPRGO	Uwe RoehrhoffCEO, Director	5,721	—	—	5,721	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:31 pm EST	GILEAD SCIENCES INCGILD	James R MeyersEVP Worldwide Commercial Ops	100,000	—	—	0	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:35 pm EST	LIFEPOINT HEALTH, INC.LPNT	David M DillPresident and Chief Operating	45,000	—	—	0	—
Dec 20, 2017 MForm 4 →	Jan 18, 2018, 6:36 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Timothy GoChief Executive Officer	61,055	—	—	0	—	late
Jan 16, 2018 AForm 4 →	Jan 18, 6:43 pm EST	ENCORE WIRE CORPWIRE	Daniel L JonesChairman, President & CEO, Director	45,000	—	—	45,000	—
Jan 17, 2018 AForm 4 →	Jan 18, 6:45 pm EST	PURE CYCLE CORPPCYO	Richard L GuidoDirector	6,500	—	—	6,500	—
Jan 16, 2018 AForm 4 →	Jan 18, 6:52 pm EST	ENCORE WIRE CORPWIRE	Matthew D. FordController	12,500	—	—	12,500	—
Jan 16, 2018 MForm 4 →	Jan 18, 6:54 pm EST	BOINGO WIRELESS INCWIFI	David HaganChief Executive Officer, Director	59,500	—	—	318,277	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:01 pm EST	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	816	—	—	11,413	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:01 pm EST	MGM Growth Properties LLCMGP	Michael RietbrockDirector	156	—	—	3,888	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:03 pm EST	SendGrid, Inc.SEND	Yancey L. SpruillCFO, COO and Treasurer	93,896	—	—	482,965	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:05 pm EST	MGM Growth Properties LLCMGP	Thomas A RobertsDirector	228	—	—	3,888	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:06 pm EST	SendGrid, Inc.SEND	Michael TognettiSVP, General Counsel and Sec.	165,000	—	—	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:07 pm EST	MGM Growth Properties LLCMGP	Robert W SmithDirector	88	—	—	3,888	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:09 pm EST	ZYNGA INCZNGA	Jeffrey BuckleyChief Accounting Officer	1,563	—	—	3,125	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:10 pm EST	ZYNGA INCZNGA	James Gerard GriffinChief Financial Officer	75,000	—	—	1,125,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:10 pm EST	MGM Growth Properties LLCMGP	Daniel J TaylorDirector	231	—	—	3,888	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:10 pm EST	Everi Holdings Inc.EVRI	Michael D RumbolzPresident and CEO, Director	9,134	—	—	75,866	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:13 pm EST	MGM Growth Properties LLCMGP	Andy H ChienCFO and Treasurer	219	—	—	7,738	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:14 pm EST	DAVITA INC.DVA	James K HilgerChief Accounting Officer	14,000	—	—	0	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:17 pm EST	MGM Growth Properties LLCMGP	James C. StewartChief Executive Officer	438	—	—	15,475	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:31 pm EST	Broadcom LtdAVGO	Hock E TanPresident and CEO, Director	20,000	—	—	1,517,916	—
Jan 16, 2018 MForm 4/A →	Jan 18, 7:32 pm EST	BOINGO WIRELESS INCWIFI	David HaganChief Executive Officer, Director	59,500	—	—	318,277	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:36 pm EST	AMYRIS, INC.AMRS	Tina MaloneyChief Accounting Officer	19,200	—	—	19,200	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:38 pm EST	Global Blood Therapeutics, Inc.GBT	Peter RadovichSee Remarks	1,600	—	—	10,400	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:38 pm EST	Global Blood Therapeutics, Inc.GBT	Ted W LoveSee Remarks, Director	35,000	—	—	227,500	—
Jan 16, 2018 CForm 4 →	Jan 18, 7:42 pm EST	BOX INCBOX	Daniel J LevinDirector	10,000	—	—	948,600	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:46 pm EST	Global Blood Therapeutics, Inc.GBT	Tricia Borga SuvariChief Legal Officer	2,000	—	—	13,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:47 pm EST	ARDELYX, INC.ARDX	Elizabeth A GrammerSVP, General Counsel	117,104	—	—	117,104	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:48 pm EST	ARDELYX, INC.ARDX	David P. RosenbaumChief Development Officer	133,544	—	—	16,440	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:49 pm EST	ARDELYX, INC.ARDX	Reginald SeetoChief Operating Officer	146,381	—	—	146,381	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:50 pm EST	ARDELYX, INC.ARDX	Michael RaabPresident & CEO, Director	390,348	—	—	390,348	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:51 pm EST	Global Blood Therapeutics, Inc.GBT	Hing ShamSee Remarks	1,600	—	—	10,400	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:51 pm EST	MyoKardia IncMYOK	Marc SemigranChief Medical Officer	37,100	—	—	5,300	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:51 pm EST	ARDELYX, INC.ARDX	Mark KaufmannChief Financial Officer	117,104	—	—	117,104	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:51 pm EST	MyoKardia IncMYOK	Joseph LambingSee Remarks	24,300	—	—	3,500	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:52 pm EST	ARDELYX, INC.ARDX	Jeremy S CaldwellEVP, Chief Scientific Officer	117,104	—	—	117,104	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:55 pm EST	MyoKardia IncMYOK	Robert Scott McDowellChief Scientific Officer	53,700	—	—	7,700	—
Jan 16, 2018 CForm 4 →	Jan 18, 7:55 pm EST	Nutanix, Inc.NTNX	Jeffrey T ParksDirector	166,442	—	—	520,204	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:57 pm EST	MyoKardia IncMYOK	Jake BauerSee Remarks	39,700	—	—	5,700	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:57 pm EST	MyoKardia IncMYOK	Anastasios GianakakosPresident and CEO, Director	214,700	—	—	30,600	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:58 pm EST	Global Blood Therapeutics, Inc.GBT	Jeffrey S FarrowChief Financial Officer	2,000	—	—	13,000	—
Jan 16, 2018 AForm 4 →	Jan 18, 7:59 pm EST	MyoKardia IncMYOK	June LeeSee Remarks	77,400	—	—	11,000	—
Jan 16, 2018 MForm 4 →	Jan 18, 7:59 pm EST	Global Blood Therapeutics, Inc.GBT	Jung ChoiSee Remarks	3,400	—	—	5,079	—
Jan 16, 2018 MForm 4 →	Jan 18, 8:10 pm EST	CYTOKINETICS INCCYTK	Caryn Gordon McDowellGC & Chief Compliance Officer	2,709	—	—	921	—
Jan 17, 2018 MForm 4 →	Jan 18, 8:10 pm EST	KILROY REALTY CORPNYSE: KRC	Heidi Rena RothEVP, CAO	1,355	—	—	7,359	—
Jan 16, 2018 CMForm 4 →	Jan 18, 8:22 pm EST	TWILIO INCTWLO	Karyn SmithGeneral Counsel and Secretary	14,518	—	—	15,034	—
Jan 16, 2018 MForm 4 →	Jan 18, 8:49 pm EST	REMARK HOLDINGS, INC.MARK	Douglas OsrowChief Financial Officer	20,000	—	—	279,458	—
Jan 16, 2018 MForm 4 →	Jan 18, 8:52 pm EST	ENSIGN GROUP, INCENSG	Barry PortVice President	5,901	—	—	16,995	—
Jan 16, 2018 MForm 4 →	Jan 18, 9:26 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	16,666	—	—	4,379	—
Jan 16, 2018 MForm 4 →	Jan 18, 9:30 pm EST	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	10,000	—	—	107,900	—
Jan 16, 2018 MForm 4 →	Jan 18, 9:30 pm EST	Juno Therapeutics, Inc.JUNO	Hans Edgar BishopCEO & President, Director	245,750	—	—	451,756	—
Jan 18, 2018 MForm 4 →	Jan 19, 8:54 am EST	BOSTON BEER CO INCSAM	Martin F RoperPresident and C.E.O., Director	10,000	—	—	60,773	—
Jan 18, 2018 MForm 4 →	Jan 19, 8:57 am EST	ConnectOne Bancorp, Inc.CNOB	Joseph Parisi Jr.Director	4,243	—	—	0	—
Jan 18, 2018 MForm 4 →	Jan 19, 9:10 am EST	Castle Brands IncROX	Phillip Md Et Al Frost +2Director, 10% Owner	—	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 19, 9:43 am EST	Flex Pharma, Inc.FLKS	Thomas WesselChief Medical Officer	100,000	—	—	100,000	—
Jan 17, 2018 AForm 4 →	Jan 19, 10:00 am EST	Flex Pharma, Inc.FLKS	John P. McCabeChief Financial Officer	100,000	—	—	100,000	—
Jan 17, 2018 MForm 4 →	Jan 19, 10:10 am EST	MACATAWA BANK CORPMCBC	Ronald L HaanCEO and President, Director	20,000	—	—	0	—
Jan 17, 2018 MForm 4 →	Jan 19, 10:12 am EST	MACATAWA BANK CORPMCBC	Jon SwetsChief Financial Officer	15,000	—	—	0	—
Jan 17, 2018 MForm 4 →	Jan 19, 10:13 am EST	MACATAWA BANK CORPMCBC	Jill A WalcottSenior V.P. Retail Banking	10,000	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 19, 10:15 am EST	Flex Pharma, Inc.FLKS	Elizabeth WooSVP, Investor Relations	50,000	—	—	50,000	—
Dec 11, 2017 AForm 4 →	Jan 19, 2018, 10:16 am EST	SANUWAVE Health, Inc.SNWW	SANUWAVE Health, Inc.Director	200,000	—	—	200,000	—	late
Jan 17, 2018 AForm 4 →	Jan 19, 10:24 am EST	Flex Pharma, Inc.FLKS	William K. McVicarPresident and CEO, Director	250,000	—	—	250,000	—
Dec 11, 2017 AForm 4 →	Jan 19, 2018, 10:28 am EST	SANUWAVE Health, Inc.SNWW	John Fritzen NemelkaDirector	200,000	—	—	200,000	—	late
Dec 11, 2017 AForm 4 →	Jan 19, 2018, 10:32 am EST	SANUWAVE Health, Inc.SNWW	Kevin A Richardson IIDirector	3,003,636	—	—	2,363,636	—	late
Dec 11, 2017 AForm 4 →	Jan 19, 2018, 10:37 am EST	SANUWAVE Health, Inc.SNWW	Lisa E SundstromCFO	440,000	—	—	440,000	—	late
Nov 3, 2017 AForm 4 →	Jan 19, 2018, 10:44 am EST	SANUWAVE Health, Inc.SNWW	Anthony Michael StolarskiDirector	4,745,455	—	—	1,545,455	—	late
Jan 17, 2018 MForm 4 →	Jan 19, 10:59 am EST	KIRBY CORPKEX	C Sean DayDirector	6,000	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 11:23 am EST	SONIC CORPSONC	Steven A DavisDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 11:26 am EST	SONIC CORPSONC	Tony BartelDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 11:53 am EST	SONIC CORPSONC	Federico F PenaDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:03 pm EST	SONIC CORPSONC	Jeffrey H SchutzDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:05 pm EST	SONIC CORPSONC	J Larry NicholsDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:12 pm EST	SONIC CORPSONC	Kate S LavelleDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:16 pm EST	SONIC CORPSONC	R Neal BlackDirector	1,772	—	—	0	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:18 pm EST	SONIC CORPSONC	Kathy L TaylorDirector	1,772	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:20 pm EST	APACHE CORPAPA	Grady L AblesSr. Region Vice President	30,832	—	—	14,429	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:22 pm EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	200,998	—	—	120,855	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:23 pm EST	APACHE CORPAPA	Rebecca A HoytSr. Vice Pres, Chief Acct Off	25,470	—	—	11,920	—
Jan 17, 2018 MForm 4 →	Jan 19, 12:24 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Thomas CarterEVP, Chief Financial Officer	12,500	—	—	200,625	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:24 pm EST	SONIC CORPSONC	Susan ThronsonDirector	1,772	—	—	0	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:25 pm EST	APACHE CORPAPA	P Anthony LannieExec. Vice Pres & Gen Counsel	51,221	—	—	30,798	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:26 pm EST	APACHE CORPAPA	W Kregg OlsonExec. Vice President	41,498	—	—	24,952	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:28 pm EST	APACHE CORPAPA	Dominic RicottaSr. Vice President	25,470	—	—	11,920	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:29 pm EST	APACHE CORPAPA	Stephen J RineyExecutive Vice Pres & CFO	72,895	—	—	43,830	—
Jan 17, 2018 MForm 4 →	Jan 19, 12:30 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Timothy C BuschSee Remarks	12,500	—	—	87,500	—
Jan 17, 2018 AForm 4 →	Jan 19, 12:31 pm EST	APACHE CORPAPA	Timothy J SullivanExec. VP - Operations Support	41,498	—	—	24,952	—
Jan 17, 2018 MForm 4 →	Jan 19, 12:37 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Brian JonesSee Remarks	6,250	—	—	93,750	—
Jan 17, 2018 MForm 4 →	Jan 19, 12:40 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Elizabeth RyderEVP General Counsel	2,500	—	—	37,500	—
Jan 17, 2018 MForm 4 →	Jan 19, 12:42 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Perry A SookCEO & President, Director	50,000	—	—	1,375,000	—
Jan 19, 2018 MForm 4 →	Jan 19, 12:44 pm EST	SONIC CORPSONC	Lauren R HobartDirector	1,772	—	—	0	—
Jan 17, 2018 MForm 4 →	Jan 19, 1:22 pm EST	HURCO COMPANIES INCHURC	Gregory S VolovicPresident	5,103	—	—	0	—
Mar 14, 2014 AForm 4 →	Jan 19, 2018, 1:54 pm EST	COOL TECHNOLOGIES, INC.WARM	Donald L BowmanDirector	450,000	—	—	250,000	—	late
Jan 18, 2018 MForm 4 →	Jan 19, 1:54 pm EST	AGILENT TECHNOLOGIES INCA	Michael R. McMullenCEO and President, Director	21,850	—	—	21,850	—
Dec 1, 2017 AForm 4/A →	Jan 19, 2018, 2:07 pm EST	CTI INDUSTRIES CORPCTIB	Jeffrey S HylandPresident, Director	350,000	—	—	350,000	—
Jan 18, 2018 MForm 4 →	Jan 19, 2:21 pm EST	MYRIAD GENETICS INCMYGN	Gary A. KingExec. VP International Ops	3,120	—	—	0	—
Jan 18, 2018 MForm 4 →	Jan 19, 2:26 pm EST	MYRIAD GENETICS INCMYGN	Richard M MarshE.V.P., General Counsel	40,000	—	—	37,654	—
Jan 17, 2018 JForm 4 →	Jan 19, 2:48 pm EST	PetIQ, Inc.PETQ	McCord ChristensenChief Executive Officer, Director	18,481	—	—	828,055	—
Jan 19, 2018 MForm 4 →	Jan 19, 2:52 pm EST	SONIC CORPSONC	Frank E Richardson IIIDirector	1,772	—	—	0	—
Jan 18, 2018 AForm 4 →	Jan 19, 3:00 pm EST	GOLDMAN SACHS GROUP INCGS	Richard J GnoddeVice Chairman	49,959	—	—	11,974	—
Jan 17, 2018 AForm 4 →	Jan 19, 3:00 pm EST	PURE CYCLE CORPPCYO	Arthur G Epker IIIDirector	6,500	—	—	6,500	—
Jan 17, 2018 MForm 4 →	Jan 19, 3:06 pm EST	DENNYS CORPDENN	Robert E MarksDirector	18,900	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 19, 3:07 pm EST	CTI INDUSTRIES CORPCTIB	Jeffrey S HylandPresident, Director	5,000	—	—	345,000	—	late
Jan 17, 2018 MForm 4 →	Jan 19, 3:13 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Charles Thomas McMillenDirector	2,500	—	—	15,000	—
Jan 17, 2018 AMForm 4 →	Jan 19, 3:28 pm EST	BEAR STATE FINANCIAL, INC.BSF	Sherri BillingsSenior EVP and CFO	6,131	—	—	10,319	—
Jan 18, 2018 MForm 4 →	Jan 19, 3:47 pm EST	BEAR STATE FINANCIAL, INC.BSF	R Thomas Fritsche Jr.EVP - Chief Risk Officer	1,957	—	—	42,890	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.