SEC Form 4 · accession 0000927066-18-000022
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Hilger
Officer — Chief Accounting Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 14,000 | $58.94 | A | 33,649 | D | |
| Common Stock | Jan 16, 2018 | F | 10,428 | $79.13 | D | 23,221 | D | |
| Common StockF1 | Jan 16, 2018 | S | 3,572 | $78.9495 | D | 19,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $58.94 | Jan 16, 2018 | M | 14,000 | D | Mar 19, 2016 | Mar 19, 2018 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $78.9495. The range of prices for the sale of these shares was $78.3800 - $79.5000 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017.