SEC Form 4 · accession 0001140361-18-002577
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Richardson III
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 19, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | G | 20,000 | $0.00 | D | 1,038,029 | I | By self as trustee of trust |
| Common Stock | Jan 19, 2018 | M | 1,772 | $0.00 | A | 1,039,801 | I | By self as trustee of trust |
| Common Stock | holding | — | — | — | 16,484 | I | Trustee of children's trusts | |
| Common Stock | holding | — | — | — | 1,500 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 19, 2018 | M | 1,772 | D | — | — | common stock | 1,772 | 0 | D |
Explanation of responses
- F1Shares vested January 19, 2018 in accordance with the terms of Restricted Stock Units granted January 19, 2017, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.