SEC Form 4 · accession 0001654954-18-000551
SANUWAVE Health, Inc. · SNWV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Richardson II
Director
Period of report
Dec 11, 2017
Accepted (ET)
Jan 19, 2018 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417663
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class O WarrantsF1 | $0.11 | Dec 11, 2017 | A | 640,000 | A | — | Mar 17, 2019 | Common Stock, $0.001 par value | 640,000 | 640,000 | D |
| Class N WarrantsF2 | $0.11 | Jan 10, 2018 | A | 2,363,636 | A | — | Mar 17, 2019 | Common Stock, $0.001 par value | 2,363,636 | 2,363,636 | D |
Explanation of responses
- F1This warrant is exercisable at date of issuance, December 11, 2017.
- F2This warrant is exercisable at date of issuance, January 10, 2018.