SEC Form 4 · accession 0001125376-18-000022
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Port
Officer — Vice President
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 900 | $4.06 | A | 125,584 | D | |
| Common StockF2 | Jan 16, 2018 | S | 900 | $24.122 | D | 124,684 | D | |
| Common Stock | Jan 16, 2018 | M | 5,001 | $4.77 | A | 129,685 | D | |
| Common StockF4 | Jan 16, 2018 | S | 5,001 | $24.11 | D | 124,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $4.06 | Jan 16, 2018 | M | 900 | D | Dec 17, 2010 | Dec 17, 2019 | Common Stock | 900 | 3,428 | D |
| Employee Stock Option (right to buy)F6 | $4.77 | Jan 16, 2018 | M | 5,001 | D | Mar 11, 2011 | Mar 11, 2020 | Common Stock | 5,001 | 16,995 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $24.02 to $24.27. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2017.
- F4This transaction was executed in multiple trades at prices ranging from $24.00 to 24.27. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This option vests in five equal annual installments beginning on December 17, 2010.
- F6This option vests in five equal annual installments beginning on March 11, 2011.