SEC Form 4 · accession 0001365916-18-000011
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Maloney
Officer — Chief Accounting Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | A | 12,800 | $0.00 | A | 12,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.74 | Jan 16, 2018 | A | 19,200 | A | — | Jan 16, 2028 | Common Stock | 19,200 | 19,200 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on January 1, 2019.
- F2The stock option vests as to 1/4th of the total number of shares subject to the option on January 2, 2019, with the remainder vesting over the following three (3) years in thirty-six (36) equal monthly installments.