SEC Form 4 · accession 0001611702-18-000002
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle P Legg
Director
Period of report
May 18, 2017
Accepted (ET)
Jan 18, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | May 18, 2017 | A | 7,098 | A | — | — | Ordinary shares | 7,098 | 11,663 | D |
Explanation of responses
- F1Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- F2Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- F3The restricted share units vest following a one-year period, on May 18, 2018.