SEC Form 4 · accession 0001104659-18-002892
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Starrett
Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Jan 16, 2018 | M | 31,900 | $2.85 | A | 34,995 | D | |
| Class A common stock, par value $0.001F2 | Jan 16, 2018 | S | 18,583 | $48.49 | D | 16,412 | D | |
| Class A common stock, par value $0.001F3 | Jan 16, 2018 | S | 3,917 | $49.26 | D | 12,495 | D | |
| Class A common stock, par value $0.001 | Jan 16, 2018 | S | 9,400 | $50.00 | D | 3,095 | D | |
| Class A common stock, par value $0.001 | Jan 18, 2018 | M | 13,100 | $2.85 | A | 16,195 | D | |
| Class A common stock, par value $0.001F4 | Jan 18, 2018 | S | 13,100 | $50.00 | D | 3,095 | D | |
| Class A common stock, par value $0.001F5 | holding | — | — | — | 181,217 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.85 | Jan 16, 2018 | M | 31,900 | D | Feb 28, 2016 | Feb 28, 2021 | Class A common stock | 31,900 | 48,555 | D |
| Stock Option (right to buy) | $2.85 | Jan 18, 2018 | M | 13,100 | D | Feb 28, 2016 | Feb 28, 2021 | Class A common stock | 13,100 | 35,455 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Starrett on November 20, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.91 to $48.90, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.91 to $49.80, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.01, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F5By Peter Starrett as trustee of The Starrett Family Trust, dated April 11, 1997.