SEC Form 4 · accession 0001401708-18-000033
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Thomas Bailey
Officer — Chief Financial Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.16 | Jan 16, 2018 | A | 95,000 | A | — | Jan 15, 2028 | Common Stock | 95,000 | 95,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 18, 2018 | A | 35,000 | A | — | — | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Twenty-five percent (25%) of the Shares subject to the Option shall vest on the one (1) year anniversary of January 16, 2018 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the Shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the Reporting Person continuing to be a Service Provider through each such date.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
- F3100% of the RSUs vest on the second anniversary of the Vesting Commencement Date, subject to the Reporting Person continuing to be a Service Provider through such date.