SEC Form 4 · accession 0001654954-18-000555
SANUWAVE Health, Inc. · SNWV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Stolarski
Director
Period of report
Nov 3, 2017
Accepted (ET)
Jan 19, 2018 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417663
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class O WarrantsF1 | $0.11 | Dec 11, 2017 | A | 200,000 | A | — | Mar 17, 2019 | Common Stock, $0.001 par value | 200,000 | 200,000 | D |
| Class N WarrantsF2 | $0.11 | Nov 3, 2017 | A | 3,000,000 | A | — | Mar 17, 2019 | Common Stock, $0.001 par value | 3,000,000 | 3,000,000 | D |
| Class N WarrantsF2 | $0.11 | Jan 10, 2018 | A | 1,545,455 | A | — | Mar 17, 2019 | Common Stock, $0.001 par value | 1,545,455 | 1,545,455 | D |
Explanation of responses
- F1This warrant is exercisable at date of issuance, December 11, 2017.
- F2These options were issued to Premier Shockwave, Inc. which is wholly owned by Anthony Michael Stolarski. The warrants are exercisable at date of issuance.