SEC Form 4 · accession 0001357400-18-000039
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 17, 2018 | A | 17,439 | A | — | — | Common Stock | 17,439 | 92,898 | D |
| Restricted Stock / UnitsF1,F4 | $0.00 | Jan 17, 2018 | A | 11,626 | A | — | — | Common Stock | 11,626 | 104,524 | D |
| Stock Option GrantF5 | $46.53 | Jan 17, 2018 | A | 43,830 | A | — | Jan 16, 2028 | Common Stock | 43,830 | 43,830 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 01/16/2018 under employer plan - data provided by plan administrator on 01/17/2018. The units vest ratably over three years.
- F4Restricted stock units granted 01/16/2018 under employer plan - data provided by plan administrator on 01/17/2018. The units vest ratably over three years and may only be paid in cash.
- F5Stock option granted 01/16/2018 under employer plan - data received from the plan administrator on 01/17/2018. The options become exercisable ratably over three years.