SEC Form 4 · accession 0001357400-18-000036
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Anthony Lannie
Officer — Exec. Vice Pres & Gen Counsel
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 17, 2018 | A | 12,254 | A | — | — | Common Stock | 12,254 | 76,159 | D |
| Restricted Stock / UnitsF1,F4 | $0.00 | Jan 17, 2018 | A | 8,169 | A | — | — | Common Stock | 8,169 | 84,328 | D |
| Stock Option GrantF5 | $46.53 | Jan 17, 2018 | A | 30,798 | A | — | Jan 16, 2028 | Common Stock | 30,798 | 30,798 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 01/16/2018 under employer plan - data provided by plan administrator on 01/17/2018. The units vest ratably over three years.
- F4Restricted stock units granted 01/16/2018 under employer plan - data provided by plan administrator on 01/17/2018. The units vest ratably over three years and may only be paid in cash.
- F5Stock option granted 01/16/2018 under employer plan - data received from the plan administrator on 01/17/2018. The options become exercisable ratably over three years.