SEC Form 4 · accession 0001061983-18-000007
CYTOKINETICS INC · CYTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caryn Gordon McDowell
Officer — GC & Chief Compliance Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001061983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 77 | $6.67 | A | 15,077 | D | |
| Common Stock | Jan 16, 2018 | S | 77 | $9.00 | D | 15,000 | D | |
| Common Stock | Jan 16, 2018 | M | 77 | $6.67 | A | 15,077 | D | |
| Common Stock | Jan 16, 2018 | S | 77 | $9.00 | D | 15,000 | D | |
| Common Stock | Jan 16, 2018 | M | 652 | $6.67 | A | 15,652 | D | |
| Common Stock | Jan 16, 2018 | S | 652 | $9.00 | D | 15,000 | D | |
| Common Stock | Jan 16, 2018 | M | 653 | $6.67 | A | 15,653 | D | |
| Common Stock | Jan 16, 2018 | S | 653 | $9.00 | D | 15,000 | D | |
| Common Stock | Jan 16, 2018 | M | 625 | $6.37 | A | 15,625 | D | |
| Common Stock | Jan 16, 2018 | S | 625 | $9.00 | D | 15,000 | D | |
| Common Stock | Jan 16, 2018 | M | 625 | $6.37 | A | 15,625 | D | |
| Common Stock | Jan 16, 2018 | S | 625 | $9.00 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.37 | Jan 16, 2018 | M | 625 | D | May 29, 2016 | May 29, 2025 | Common Stock | 625 | 11,250 | D |
| Incentive Stock Option (right to buy) | $6.37 | Jan 16, 2018 | M | 625 | D | May 29, 2016 | May 29, 2025 | Common Stock | 625 | 10,625 | D |
| Incentive Stock Option (right to buy) | $6.67 | Jan 16, 2018 | M | 652 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 652 | 18,691 | D |
| Incentive Stock Option (right to buy) | $6.67 | Jan 16, 2018 | M | 653 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 653 | 18,038 | D |
| Non-Qualified Stock Option (right to buy) | $6.67 | Jan 16, 2018 | M | 77 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 77 | 998 | D |
| Non-Qualified Stock Option (right to buy) | $6.67 | Jan 16, 2018 | M | 77 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 77 | 921 | D |
Explanation of responses
- F1The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.