Form4insider filings, from the source

Insider · CIK 0000898860

Phillip Md Et Al Frost

Files at: NNUP, COCP, OPK, ROX, NIMU, LTS, BCDA, VGR and 3 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $136.5M · 513sales $155.7M · 6net −$19.1M
$100k$100k$10M$10M$1B$1BbuyssalesDec 2014Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Aug 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Sep 11, 2026 AForm 4 →Sep 14, 5:30 pm EDTNOCOPI TECHNOLOGIES INC/MD/NNUP21,930——1,511,642—
Aug 5, 2026 PForm 4 →Aug 6, 5:11 pm EDTCocrystal Pharma, Inc.COCP10,000$0.9816$9,8161,993,551+0.50%
Aug 3, 2026 PForm 4 →Aug 5, 4:10 pm EDTCocrystal Pharma, Inc.COCP75,000$0.9412$70,5901,983,551+3.93%
Mar 6, 2019 PForm 4 →Mar 7, 9:45 am ESTOpko Health, Inc.OPK50,000$2.57$128,62225,185,177+0.20% plan?
Feb 28, 2019 PForm 4 →Mar 1, 7:38 am ESTOpko Health, Inc.OPK200,000$2.48$495,94725,135,177+0.80% plan?
Feb 27, 2019 AForm 4 →Mar 1, 5:03 pm ESTCastle Brands IncROX15,000——809,776— plan?
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU6,335,000——54,690,325— plan?
Jan 17, 2019 PForm 4 →Jan 18, 6:55 am ESTOpko Health, Inc.OPK15,000$3.67$55,03124,935,177+0.06% plan?
Jan 16, 2019 PForm 4 →Jan 17, 6:52 am ESTOpko Health, Inc.OPK10,000$3.74$37,36924,920,177+0.04% plan?
Jan 14, 2019 PForm 4 →Jan 15, 6:16 am ESTOpko Health, Inc.OPK15,000$3.74$56,05524,910,177+0.06% plan?
Jan 11, 2019 PForm 4 →Jan 14, 6:51 am ESTOpko Health, Inc.OPK10,000$3.83$38,32524,895,177+0.04% plan?
Jan 10, 2019 PForm 4 →Jan 11, 6:59 am ESTOpko Health, Inc.OPK10,000$3.69$36,90824,885,177+0.04% plan?
Jan 9, 2019 PForm 4 →Jan 10, 7:11 am ESTOpko Health, Inc.OPK10,000$3.65$36,50124,875,177+0.04% plan?
Jan 8, 2019 PForm 4 →Jan 9, 7:11 am ESTOpko Health, Inc.OPK35,000$3.61$126,37624,865,177+0.14% plan?
Jan 7, 2019 PForm 4 →Jan 8, 7:32 am ESTOpko Health, Inc.OPK55,000$3.56$195,92224,830,177+0.22% plan?
Jan 4, 2019 PForm 4 →Jan 7, 7:11 am ESTOpko Health, Inc.OPK30,000$3.43$102,91424,775,177+0.12% plan?
Jan 3, 2019 PForm 4 →Jan 4, 6:55 am ESTOpko Health, Inc.OPK50,000$3.25$162,69324,745,177+0.20% plan?
Jan 2, 2019 PForm 4 →Jan 3, 7:51 am ESTOpko Health, Inc.OPK40,000$3.24$129,71324,695,177+0.16% plan?
Dec 31, 2018 PForm 4 →Jan 2, 2019, 8:44 am ESTOpko Health, Inc.OPK135,000$2.97$401,06824,655,177+0.55% plan?
Dec 28, 2018 PForm 4 →Dec 31, 7:07 am ESTOpko Health, Inc.OPK100,000$3.13$312,89824,520,177+0.41% plan?
Dec 27, 2018 PForm 4 →Dec 28, 7:47 am ESTCastle Brands IncROX75,000$0.8298$62,23543,975,719+0.17% plan?
Dec 24, 2018 SForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS50,900,000$2.50$127,250,0006,208,431−89.1% plan?
Dec 24, 2018 GForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS12,000,000——816,199— plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA2,000,000$0.75$1,500,00012,875,318+18.4% plan?
Dec 21, 2018 PForm 4 →Dec 27, 7:22 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU33,355,325$0.07$2,334,87348,355,325+222% plan? late
Nov 30, 2018 SForm 4 →Dec 4, 9:01 pm ESTVECTOR GROUP LTDVGR626,250$12.43$7,786,5133,528,260−15.1% plan?
Nov 27, 2018 SForm 4 →Nov 29, 9:00 pm ESTVECTOR GROUP LTDVGR765,000$13.00$9,944,6804,154,510−15.6% plan?
Nov 21, 2018 SForm 4 →Nov 26, 9:00 pm ESTVECTOR GROUP LTDVGR450,085$13.57$6,108,9204,919,510−8.38% plan?
Nov 16, 2018 SForm 4 →Nov 20, 9:01 pm ESTVECTOR GROUP LTDVGR145,609$14.19$2,065,9115,369,595−2.64% plan?
Nov 8, 2018 AForm 4 →Nov 13, 7:43 am ESTOpko Health, Inc.OPK20,057,307$3.49$70,000,00124,420,177— plan? late
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000$1.58$948,0003,095,000— plan?
Sep 20, 2018 DForm 4 →Sep 24, 9:21 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS45,000——2,495,000— plan?
Sep 7, 2018 PForm 4 →Sep 10, 6:30 am EDTOpko Health, Inc.OPK10,000$5.57$55,7054,362,870+0.23% plan?
Sep 5, 2018 PForm 4 →Sep 6, 7:40 am EDTOpko Health, Inc.OPK10,000$5.79$57,9434,352,870+0.23% plan?
Aug 30, 2018 PForm 4 →Aug 31, 6:24 am EDTOpko Health, Inc.OPK5,000$5.90$29,4754,342,870+0.12% plan?
Aug 28, 2018 PForm 4 →Aug 29, 6:02 am EDTOpko Health, Inc.OPK5,000$5.80$28,9944,337,870+0.12% plan?
Aug 24, 2018 PForm 4 →Aug 27, 7:25 am EDTOpko Health, Inc.OPK15,000$5.70$85,5534,332,870+0.35% plan?
Aug 17, 2018 PForm 4 →Aug 20, 7:07 am EDTOpko Health, Inc.OPK10,000$5.54$55,3584,317,870+0.23% plan?
Aug 13, 2018 PForm 4 →Aug 14, 6:10 am EDTOpko Health, Inc.OPK15,000$5.33$79,9324,307,870+0.35% plan?
Aug 9, 2018 PForm 4 →Aug 10, 7:10 am EDTOpko Health, Inc.OPK10,000$5.45$54,5254,292,870+0.23% plan?
Jul 26, 2018 PForm 4 →Jul 27, 6:30 am EDTOpko Health, Inc.OPK90,000$5.06$455,2064,282,870+2.15% plan?
Jul 25, 2018 PForm 4 →Jul 26, 6:28 am EDTOpko Health, Inc.OPK60,000$5.47$328,2484,192,870+1.45% plan?
Jul 24, 2018 PForm 4 →Jul 25, 6:52 am EDTOpko Health, Inc.OPK55,000$5.60$307,7694,132,870+1.35% plan?
Jul 20, 2018 PForm 4 →Jul 23, 6:39 am EDTOpko Health, Inc.OPK10,000$5.89$58,9004,077,870+0.25% plan?
Jul 19, 2018 PForm 4 →Jul 20, 6:22 am EDTOpko Health, Inc.OPK10,000$5.95$59,5004,067,870+0.25% plan?
Jul 18, 2018 PForm 4 →Jul 19, 6:44 am EDTOpko Health, Inc.OPK10,000$6.05$60,5004,057,870+0.25% plan?
Jul 16, 2018 PForm 4 →Jul 17, 7:17 am EDTOpko Health, Inc.OPK15,000$5.68$85,2494,047,870+0.37% plan?
Jul 3, 2018 PForm 4 →Jul 5, 7:35 am EDTOpko Health, Inc.OPK10,000$4.75$47,5014,032,870+0.25% plan?
Jun 29, 2018 PForm 4 →Jul 2, 6:23 am EDTOpko Health, Inc.OPK7,720$4.71$36,3354,022,870+0.19% plan?
Jun 28, 2018 PForm 4 →Jun 29, 7:09 am EDTOpko Health, Inc.OPK20,000$4.68$93,6004,015,150+0.50% plan?
Jun 27, 2018 PForm 4 →Jun 28, 6:54 am EDTOpko Health, Inc.OPK10,000$4.75$47,5003,995,150+0.25% plan?
Jun 22, 2018 PForm 4 →Jun 25, 6:47 am EDTOpko Health, Inc.OPK10,000$4.45$44,5003,985,150+0.25% plan?
Jun 21, 2018 PForm 4 →Jun 22, 6:41 am EDTOpko Health, Inc.OPK30,000$4.54$136,2003,975,150+0.76% plan?
Jun 19, 2018 PForm 4 →Jun 20, 6:19 am EDTOpko Health, Inc.OPK20,000$4.32$86,3003,945,150+0.51% plan?
Jun 18, 2018 PForm 4 →Jun 19, 6:25 am EDTOpko Health, Inc.OPK14,299$4.34$62,0133,925,150+0.37% plan?
Jun 15, 2018 PForm 4 →Jun 18, 6:10 am EDTOpko Health, Inc.OPK10,000$4.42$44,2003,910,851+0.26% plan?
Jun 11, 2018 PForm 4 →Jun 12, 6:17 am EDTOpko Health, Inc.OPK10,000$4.22$42,2003,900,851+0.26% plan?
Jun 7, 2018 PForm 4 →Jun 8, 7:37 am EDTOpko Health, Inc.OPK10,000$4.04$40,4003,890,851+0.26% plan?
Jun 6, 2018 PForm 4 →Jun 7, 7:11 am EDTOpko Health, Inc.OPK30,000$4.05$121,5003,880,851+0.78% plan?
May 31, 2018 PForm 4 →Jun 1, 6:49 am EDTOpko Health, Inc.OPK3,900$3.76$14,6643,850,851+0.10% plan?
May 30, 2018 AForm 4 →Jun 1, 4:47 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS30,000——2,540,000— plan?
May 25, 2018 PForm 4 →May 29, 6:31 am EDTOpko Health, Inc.OPK10,000$3.70$37,0003,846,951+0.26% plan?
May 23, 2018 PForm 4 →May 24, 6:46 am EDTOpko Health, Inc.OPK40,000$3.73$149,3003,836,951+1.05% plan?
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000$1.88$37,6002,510,000— plan?
May 22, 2018 PForm 4 →May 23, 7:15 am EDTOpko Health, Inc.OPK10,000$3.73$37,3003,796,951+0.26% plan?
May 21, 2018 PForm 4 →May 22, 7:18 am EDTOpko Health, Inc.OPK90,000$3.82$344,0963,786,951+2.43% plan?
May 18, 2018 PForm 4 →May 21, 6:24 am EDTOpko Health, Inc.OPK100,000$4.04$403,7893,696,951+2.78% plan?
May 4, 2018 PForm 4 →May 7, 6:58 am EDTOpko Health, Inc.OPK26,000$3.14$81,5403,596,951+0.73% plan?
May 3, 2018 AForm 4 →May 7, 5:06 pm EDTCocrystal Pharma, Inc.COCP105,263$1.90$200,0003,655,265— plan?
May 3, 2018 PForm 4 →May 4, 6:57 am EDTOpko Health, Inc.OPK51,800$3.09$159,9983,570,951+1.47% plan?
May 2, 2018 PForm 4 →May 3, 6:02 am EDTOpko Health, Inc.OPK50,330$3.15$158,6303,519,151+1.45% plan?
May 1, 2018 PForm 4 →May 2, 6:28 am EDTOpko Health, Inc.OPK31,222$3.05$95,2103,468,821+0.91% plan?
Apr 30, 2018 PForm 4 →May 1, 6:36 am EDTOpko Health, Inc.OPK75,000$3.08$231,1263,437,599+2.23% plan?
Apr 26, 2018 PForm 4 →Apr 27, 7:20 am EDTOpko Health, Inc.OPK31,800$3.03$96,4493,362,599+0.95% plan?
Apr 25, 2018 PForm 4 →Apr 26, 6:31 am EDTOpko Health, Inc.OPK55,372$2.99$165,3423,330,799+1.69% plan?
Apr 24, 2018 PForm 4 →Apr 25, 6:06 am EDTOpko Health, Inc.OPK75,000$2.97$222,6413,275,427+2.34% plan?
Apr 23, 2018 PForm 4 →Apr 24, 6:13 am EDTOpko Health, Inc.OPK75,000$3.04$227,6553,200,427+2.40% plan?
Apr 20, 2018 PForm 4 →Apr 23, 11:20 am EDTOpko Health, Inc.OPK60,000$3.12$187,4903,125,427+1.96% plan?
Apr 19, 2018 PForm 4 →Apr 20, 6:40 am EDTOpko Health, Inc.OPK10,000$3.17$31,7003,065,427+0.33% plan?
Apr 16, 2018 PForm 4 →Apr 17, 6:53 am EDTOpko Health, Inc.OPK50,000$3.02$150,9503,055,427+1.66% plan?
Apr 13, 2018 PForm 4 →Apr 16, 6:49 am EDTOpko Health, Inc.OPK30,000$2.99$89,8003,005,427+1.01% plan?
Apr 12, 2018 PForm 4 →Apr 13, 6:32 am EDTOpko Health, Inc.OPK65,000$3.04$197,3002,975,427+2.23% plan?
Apr 11, 2018 PForm 4 →Apr 12, 6:41 am EDTOpko Health, Inc.OPK43,000$3.06$131,7272,910,427+1.50% plan?
Apr 10, 2018 PForm 4 →Apr 11, 6:23 am EDTOpko Health, Inc.OPK36,527$3.06$111,7062,867,427+1.29% plan?
Apr 9, 2018 PForm 4 →Apr 10, 8:09 am EDTOpko Health, Inc.OPK80,000$3.04$243,0882,830,900+2.91% plan?
Apr 6, 2018 PForm 4 →Apr 9, 6:04 am EDTOpko Health, Inc.OPK60,000$3.10$186,1522,750,900+2.23% plan?
Apr 5, 2018 PForm 4 →Apr 6, 7:28 am EDTOpko Health, Inc.OPK10,000$3.25$32,5002,690,900+0.37% plan?
Apr 3, 2018 PForm 4 →Apr 4, 6:03 am EDTOpko Health, Inc.OPK153,000$3.00$458,7902,680,900+6.05% plan?
Mar 28, 2018 PForm 4 →Mar 29, 6:49 am EDTOpko Health, Inc.OPK80,000$3.07$245,8682,527,900+3.27% plan?
Mar 27, 2018 PForm 4 →Mar 28, 6:19 am EDTOpko Health, Inc.OPK86,100$3.25$279,6892,447,900+3.65% plan?
Mar 26, 2018 PForm 4 →Mar 27, 7:14 am EDTOpko Health, Inc.OPK26,000$3.19$83,0552,361,800+1.11% plan?
Mar 23, 2018 PForm 4 →Mar 26, 7:11 am EDTOpko Health, Inc.OPK25,000$3.27$81,7002,335,800+1.08% plan?
Mar 22, 2018 PForm 4 →Mar 23, 6:45 am EDTOpko Health, Inc.OPK30,000$3.32$99,4802,310,800+1.32% plan?
Mar 21, 2018 PForm 4 →Mar 22, 6:47 am EDTOpko Health, Inc.OPK30,000$3.38$101,3842,280,800+1.33% plan?
Mar 20, 2018 PForm 4 →Mar 21, 6:34 am EDTOpko Health, Inc.OPK75,000$3.32$249,3652,250,800+3.45% plan?
Mar 19, 2018 PForm 4 →Mar 20, 6:21 am EDTOpko Health, Inc.OPK40,000$3.51$140,2402,175,800+1.87% plan?
Mar 15, 2018 PForm 4 →Mar 16, 6:54 am EDTOpko Health, Inc.OPK61,000$3.32$202,5242,135,800+2.94% plan?
Mar 13, 2018 PForm 4 →Mar 14, 7:10 am EDTOpko Health, Inc.OPK67,500$3.36$227,0072,074,800+3.36% plan?
Mar 12, 2018 PForm 4 →Mar 13, 6:10 am EDTOpko Health, Inc.OPK25,000$3.48$86,9952,007,300+1.26% plan?
Mar 8, 2018 PForm 4 →Mar 9, 6:43 am ESTOpko Health, Inc.OPK32,000$3.28$104,8351,982,300+1.64% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 24, 2019 CForm 4 →Jan 28, 4:29 pm ESTNON INVASIVE MONITORING SYSTEMS INC /FL/NIMU1,267——0—
Dec 24, 2018 HForm 4 →Dec 27, 4:32 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS3,610,000——0—
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDA1,000,000——1,000,000—
Sep 24, 2018 MForm 4 →Sep 25, 8:01 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Sep 21, 2018 AForm 4 →Sep 24, 4:46 pm EDTCocrystal Pharma, Inc.COCP50,000——50,000—
Jun 21, 2018 AForm 4 →Jun 22, 4:11 pm EDTOpko Health, Inc.OPK500,000——500,000—
May 22, 2018 MForm 4 →May 23, 7:33 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 27, 2018 AForm 4 →Mar 1, 4:11 pm ESTOpko Health, Inc.OPK—————
Jan 18, 2018 MForm 4 →Jan 19, 9:10 am ESTCastle Brands IncROX———0—
Dec 19, 2017 AForm 4 →Dec 21, 8:18 pm ESTSevion Therapeutics, Inc.SVOND3,621——3,621—
Oct 17, 2017 MForm 4 →Oct 18, 8:00 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS2,000,000——0—
Jun 30, 2017 MForm 4 →Jul 5, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,200,000——0—
Jun 28, 2017 MForm 4 →Jun 29, 7:35 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:02 pm ESTCastle Brands IncROX20,000——20,000—
Feb 14, 2017 AForm 4 →Feb 16, 6:32 pm ESTSevion Therapeutics, Inc.SVON109,091$0.11$12,000109,091—
Oct 26, 2016 MForm 4 →Oct 28, 7:43 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS9,000,000——0—
Aug 18, 2016 XForm 4 →Aug 22, 4:30 pm EDTVECTOR GROUP LTDVGR513——0—
Jul 19, 2016 XForm 4 →Jul 20, 5:31 pm EDTVECTOR GROUP LTDVGR141——13—
Jun 27, 2016 XForm 4 →Jun 29, 5:15 pm EDTVECTOR GROUP LTDVGR346——154—
Jun 13, 2016 AForm 4 →Jun 15, 5:11 pm EDTSevion Therapeutics, Inc.SVON78,409$0.11$8,62578,409—
May 18, 2016 AForm 4 →May 20, 5:06 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 1, 2016 AForm 4 →Apr 1, 5:55 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 17, 2016 AForm 4 →Mar 21, 4:35 pm EDTCastle Brands IncROX20,000——20,000—
Mar 11, 2016 CForm 4 →Mar 15, 7:23 pm EDTIDI, Inc.IDI524,750——0—
Feb 22, 2016 CForm 4 →Feb 24, 5:40 pm ESTIDI, Inc.IDI141,430——0—
Feb 19, 2016 MForm 4 →Feb 22, 8:11 am ESTCastle Brands IncROX180,000——0—
Feb 5, 2016 MForm 4/A →Feb 8, 5:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Feb 4, 2016 MForm 4 →Feb 8, 7:28 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS1,220,000——0—
Jan 14, 2016 AForm 4 →Jan 19, 5:09 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 8, 2016 SForm 4 →Jan 12, 5:20 pm ESTVECTOR GROUP LTDVGR1,000$2.48$2,475500—
Dec 8, 2015 PForm 4 →Dec 10, 6:31 pm ESTIDI, Inc.IDI120,440$333.50$39,999,990141,430—
Nov 19, 2015 AForm 4 →Nov 23, 8:11 pm ESTSevion Therapeutics, Inc.SVON32,500$0.25$8,12532,500—
Nov 16, 2015 PForm 4 →Nov 18, 6:19 pm ESTIDI, Inc.IDI665,680$333.50$47,000,155524,750—
Aug 7, 2015 MForm 4 →Aug 10, 8:49 am EDTOpko Health, Inc.OPK1,056,574——300,000—
Aug 6, 2015 CForm 4 →Aug 7, 8:49 am EDTOpko Health, Inc.OPK———0—
May 18, 2015 AForm 4 →May 19, 4:12 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS50,000——50,000—
Apr 13, 2015 AForm 4 →Apr 15, 4:31 pm EDTCocrystal Pharma, Inc.COCP350,000——350,000—
Mar 26, 2015 AForm 4 →Mar 27, 4:15 pm EDTCastle Brands IncROX20,000——20,000—
Mar 18, 2015 AForm 4 →Mar 19, 4:16 pm EDTOpko Health, Inc.OPK500,000——500,000—
Mar 3, 2015 MForm 4 →Mar 5, 4:30 pm ESTCocrystal Pharma, Inc.COCP427,760——0—
Feb 3, 2015 CForm 4 →Feb 4, 6:04 am ESTVECTOR GROUP LTDVGR25,000,000$25,000,000.00$625,000,000,000,0000—
Jan 31, 2015 MForm 4 →Feb 2, 6:00 am ESTOpko Health, Inc.OPK14,144,217$0.7181$399,2590—
Jan 20, 2015 AForm 4 →Jan 22, 5:24 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Jan 6, 2015 MForm 4 →Jan 7, 7:55 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS20,000——0—