SEC Form 4 · accession 0001209191-17-015959
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Md Et Al Frost
Director · 10% Owner
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.04 | Feb 28, 2017 | A | 20,000 | A | Feb 28, 2018 | Feb 28, 2027 | Common Stock | 20,000 | 20,000 | D |