SEC Form 4 · accession 0001493152-18-000739
REED'S, INC. · REED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James C Bass
Director
Period of report
Jan 10, 2018
Accepted (ET)
Jan 18, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | A | 17,647 | $1.70 | A | 10,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2,F3,F4 | $1.70 | Jan 10, 2018 | A | 50,000 | A | Jan 10, 2018 | Jan 10, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted Stock Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan, vesting in equal increments on each of February 1, 2018, May 1, 2018, August 1, 2018, and November 1, 2018.
- F2Non-Qualified Stock Option Award pursuant to Reed's Inc. 2017 Incentive Compensation Plan.
- F3Bonus compensation for services as director.
- F4Total excludes option grant to purchase 30,000 shares on September 29, 2017.