SEC Form 4 · accession 0001209191-18-004342
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Goebel
Officer — CAO
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2018 | M | 2,000 | $29.84 | A | 6,696 | D | |
| Common StockF1 | Jan 17, 2018 | S | 1,290 | $68.44 | D | 5,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 16, 2018 | A | 30 | A | — | — | Common Stock | 30 | 6,026 | D |
| Common Stock OptionF1 | $29.84 | Jan 17, 2018 | M | 2,000 | D | — | Feb 15, 2018 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1On 01/17/2018 Mr. Goebel exercised 2,000 options and sold 1,290 shares in accordance with his established Rule 10b5-1 Sales Plan executed on 11/30/2017, and having a Plan start date of 01/04/2018 and Plan end date of 01/24/2018. Under this non-qualified stock option grant as awarded on 02/15/2011, 4,000 options remained as exercisable and fully vested as of 01/17/2018. Grant is due to expire on 02/15/2018.
- F2Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.
- F3Reflects dividend equivalents received on the Restricted Stock Units ("RSUs") as awarded pursuant to the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.
- F4A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.