SEC Form 4 · accession 0001178913-18-000195
Foamix Pharmaceuticals Ltd. · FOMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meir Eini
Other
Period of report
Jan 2, 2018
Accepted (ET)
Jan 18, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606645
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Jan 2, 2018 | S | 5,000 | $6.1805 | D | 2,752,781 | I | See footnote |
| Ordinary SharesF2 | Jan 3, 2018 | S | 5,000 | $6.2621 | D | 2,747,781 | I | See footnote |
| Ordinary SharesF2 | Jan 4, 2018 | S | 5,000 | $6.6822 | D | 2,742,781 | I | See footnote |
| Ordinary SharesF2 | Jan 5, 2018 | S | 5,000 | $6.5763 | D | 2,737,781 | I | See footnote |
| Ordinary SharesF2 | Jan 8, 2018 | S | 5,000 | $6.17 | D | 2,732,781 | I | See footnote |
| Ordinary SharesF2 | Jan 9, 2018 | S | 5,000 | $6.104 | D | 2,727,781 | I | See footnote |
| Ordinary SharesF2 | Jan 10, 2018 | S | 5,000 | $6.0454 | D | 2,722,781 | I | See footnote |
| Ordinary SharesF2 | Jan 11, 2018 | S | 5,000 | $6.3317 | D | 2,717,781 | I | See footnote |
| Ordinary SharesF3 | Jan 1, 2018 | M | 5,032 | — | A | 16,271 | D | |
| Ordinary SharesF3 | Jan 15, 2018 | M | 1,125 | — | A | 17,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | — | Jan 1, 2018 | M | 5,032 | D | — | — | Ordinary Shares | 5,032 | 15,098 | D |
| Restricted Share UnitsF3,F5 | — | Jan 15, 2018 | M | 1,125 | D | — | — | Ordinary Shares | 1,125 | 4,500 | D |
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 6, 2017
- F2Shares held by Meir Eini Holdings Ltd., an Israeli company owned and controlled by the reporting person
- F3The Restricted Share Units convert into Ordinary Shares on a one-for-one basis
- F4The Restricted Share Units vest over a period of four years (25% on January 1, 2018 and 6.25% every three months thereafter) ending January 1, 2018
- F5The Restricted Share Units vest in equal installments every three months over the vesting period ending January 15, 2019