SEC Form 4 · accession 0000096021-18-000032
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Goetz
Officer — SVP
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 11,323 | $33.40 | A | 35,825 | D | |
| Common Stock | Jan 16, 2018 | S | 11,323 | $62.00 | D | 24,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3,F2 | $33.40 | Jan 16, 2018 | M | 11,323 | D | — | Nov 14, 2023 | Common Stock | 11,323 | 11,324 | D |
Explanation of responses
- F1The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
- F2One-fifth of the shares covered by the original grant vest and are exercisable on 11/14/2014, 11/14/2015, 11/14/2016, 11/14/2017, and 11/14/2018, respectively.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.