SEC Form 4 · accession 0001645635-18-000001
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Earl Campbell
Officer — Chief Sales Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 733 | $0.00 | A | 1,658 | D | |
| Common StockF2 | Jan 17, 2018 | S | 99 | $440.4349 | D | 1,559 | D | |
| Common Stock | Jan 17, 2018 | S | 100 | $442.04 | D | 1,459 | D | |
| Common StockF3 | Jan 17, 2018 | S | 291 | $444.9759 | D | 1,168 | D | |
| Common Stock | Jan 17, 2018 | S | 100 | $446.19 | D | 1,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Jan 16, 2018 | M | 733 | D | — | — | Common Stock | 733 | 1,463 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.28to $440.45, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.89 to $445.14 inclusive.
- F4On February 16, 2017, the reporting person was granted restricted stock units, the vesting of which is subject solely to continued service through each vesting date. 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.
- F5Restricted Stock Unit award expires upon reporting person's termination of services.