SEC Form 4 · accession 0001467858-18-000013
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry L Engle II
Officer — Executive Vice President
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | M | 50,443 | $30.67 | A | 57,091 | D | |
| Common StockF2 | Jan 16, 2018 | S | 50,443 | $45.00 | D | 6,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.67 | Jan 16, 2018 | M | 50,443 | D | — | Jul 28, 2025 | Common Stock | 50,443 | 151,327 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.00 to $45.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
- F3The stock options were granted on October 1, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.