SEC Form 4 · accession 0001245105-18-000003
BEAR STATE FINANCIAL, INC. · BSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Thomas Fritsche Jr.
Officer — EVP - Chief Risk Officer
Period of report
Jan 18, 2018
Accepted (ET)
Jan 19, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2018 | M | 1,957 | $0.00 | A | 22,803 | D | |
| Common Stock | Jan 18, 2018 | F | 715 | $10.25 | D | 22,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 18, 2018 | M | 1,957 | D | — | — | Common Stock | 1,957 | 42,890 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 18, 2017, the reporting person was granted 3,914 restricted stock units. The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.