SEC Form 4 · accession 0001225208-18-001223
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C. Griffith
Officer — Sr. Vice President
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 1,547 | $744.85 | A | 1,650 | D | |
| Common StockF1 | Jan 16, 2018 | S | 1,547 | $782.9972 | D | 103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $744.85 | Jan 16, 2018 | M | 1,547 | D | — | Sep 24, 2026 | Common Stock | 1,547 | 4,643 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $782.917 - $783.435 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F3Options exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively.