SEC Form 4 · accession 0001144204-18-002794
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Volovic
Officer — President
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2018 | M | 149 | $21.45 | A | 36,288 | D | |
| Common Stock | Jan 17, 2018 | M | 4,954 | $23.30 | A | 41,242 | D | |
| Common StockF1 | Jan 17, 2018 | S | 5,103 | $47.1814 | D | 36,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $21.45 | Jan 17, 2018 | M | 149 | D | — | Dec 14, 2021 | Common Stock | 149 | 0 | D |
| Stock Option (right to buy)F3 | $23.30 | Jan 17, 2018 | M | 4,954 | D | — | Dec 12, 2022 | Common Stock | 4,954 | 0 | D |
Explanation of responses
- F1Represents the sale of 5,103 shares in multiple transactions, ranging in price from $47.00 to $47.65 per share, resulting in a weighted average sale price of $47.1814. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.
- F3Options vested in thirds on each of December 12, 2013, December 12, 2014 and December 12, 2015.