Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 28, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

164 filings · trading day Nov 28, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 27, 2017 IForm 4 →	Nov 28, 12:45 pm EST	BALL CorpBLL	Lisa Ann PauleySR VP, HR & Administration	33,704	$40.04	$1,349,509	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 10:35 am EST	TYSON FOODS INCTSN	Curt CalawaySVP Controller & CAO	21,200	$31.82	$674,584	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 9:50 am EST	MSA Safety IncMSA	William M LambertChairman and CEO, Director	23,495	$24.63	$578,682	0	—
Nov 22, 2017 IForm 4 →	Nov 27, 5:05 pm EST	SNAP-ON IncSNA	Irwin M ShurVP, Gen Counsel & Secretary	2,100	$161.37	$338,813	0	—
Nov 28, 2017 MForm 4 →	Nov 28, 1:45 pm EST	MSA Safety IncMSA	Robert A BruggeworthDirector	7,437	$28.37	$210,973	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:20 pm EST	Hillenbrand, Inc.HI	Diane R BohmanSr VP, Strat & Corp Dev	6,873	$19.50	$133,989	0	—
Nov 26, 2017 MForm 4 →	Nov 28, 10:07 am EST	MOOG INC.MOGA/MOGB	Donald R FishbackCFO, Director	2,894	$42.45	$122,850	0	—
Nov 22, 2017 SForm 4 →	Nov 27, 6:26 pm EST	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	100,100	$1.15	$115,125	1,066,318	—
Nov 24, 2017 MForm 4 →	Nov 28, 9:42 am EST	INNOSPEC INC.IOSP	Philip CurranGroup Financial Controller	1,407	$46.03	$25,915	7,635	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:11 pm EST	DATA I/O CORPDAIO	Alan B HoweDirector	15,000	$1.72	$25,725	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:35 pm EST	EMC INSURANCE GROUP INCEMCI	Rodney Dale HansonSr. Vice President	1,500	$16.27	$24,405	3,000	—
Nov 26, 2017 AForm 4 →	Nov 28, 3:11 pm EST	GENERAL MILLS INCGIS	Bradbury H AndersonDirector	443	$53.52	$23,709	13,667	—
Nov 27, 2017 MForm 4 →	Nov 28, 10:22 am EST	WashingtonFirst Bankshares, Inc.WFBI	James P MuldoonDirector	2,430	$9.28	$22,551	0	—
Nov 26, 2017 AForm 4 →	Nov 28, 3:10 pm EST	GENERAL MILLS INCGIS	Stephen A OdlandDirector	420	$53.52	$22,478	26,435	—
Nov 26, 2017 AForm 4 →	Nov 28, 3:17 pm EST	GENERAL MILLS INCGIS	Eric D SprunkDirector	373	$53.52	$19,963	2,758	—
Nov 26, 2017 AForm 4 →	Nov 28, 3:14 pm EST	GENERAL MILLS INCGIS	Alicia S Boler-DavisDirector	350	$53.52	$18,732	1,348	—
Nov 24, 2017 AForm 4 →	Nov 27, 4:41 pm EST	KELLOGG COK	John A BryantChairman/Trustee, Director, 10% Owner	128	$64.93	$8,335	13,520	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:07 pm EST	APACHE CORPAPA	John E LoweDirector	109	$41.54	$4,528	18,165	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:01 pm EST	APACHE CORPAPA	Chansoo JoungDirector	80	$41.54	$3,323	13,245	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:02 pm EST	APACHE CORPAPA	George D LawrenceDirector	80	$41.54	$3,323	23,218	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:08 pm EST	APACHE CORPAPA	William C MontgomeryDirector	80	$41.54	$3,323	13,245	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:12 pm EST	APACHE CORPAPA	Rodman D PattonDirector	80	$41.54	$3,323	33,524	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:13 pm EST	APACHE CORPAPA	Charles J PitmanDirector	80	$41.54	$3,323	13,674	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:10 pm EST	APACHE CORPAPA	Amy H NelsonDirector	79	$41.54	$3,282	13,092	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:16 pm EST	APACHE CORPAPA	Peter A RagaussDirector	67	$41.54	$2,783	11,171	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:14 pm EST	APACHE CORPAPA	Daniel Wayne RabunDirector	58	$41.54	$2,409	9,734	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:02 pm EST	EQT GP Holdings, LPEQGP	Stephen A ThoringtonDirector	71	$26.13	$1,855	8,198	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:05 pm EST	EQT GP Holdings, LPEQGP	Kimberly T FlemingDirector	67	$26.13	$1,751	7,657	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:10 pm EST	EQT GP Holdings, LPEQGP	Mark Stephen LewisDirector	44	$26.13	$1,150	5,159	—
Nov 22, 2017 JForm 4 →	Nov 27, 4:05 pm EST	APACHE CORPAPA	Rene R JoyceDirector	10	$41.54	$415	1,688	—
Nov 27, 2017 MForm 4 →	Nov 27, 4:00 pm EST	OLD LINE BANCSHARES INCOLBK	James W CornelsenPresident and CEO	18,200	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:01 pm EST	FLAGSTAR BANCORP INC(NYSE:FBC)	Andrew W OttawayMichigan Market President	3,314	—	—	9,940	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:01 pm EST	ANALOG DEVICES INCADI	Jean PhilibertSVP, Human Resources	5,098	—	—	20,394	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:01 pm EST	ENVESTNET, INC.ENV	Judson BergmanChief Executive Officer, Director	10,000	—	—	347,000	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:06 pm EST	HONEYWELL INTERNATIONAL INCHON	Clive R HollickDirector	10,056	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:09 pm EST	CHEVRON CORPCVX	Michael K WirthVice Chairman and EVP, Director	110,771	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:19 pm EST	HORIZON BANCORP /IN/HBNC	Mark E SecorExec VP & CFO	8,803	—	—	4,434	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:19 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Thomas E ConstanceDirector	15,750	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:26 pm EST	Territorial Bancorp Inc.TBNK	Vernon HirataVice Chairman & Co-COO	20,000	—	—	72,410	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:26 pm EST	Mueller Water Products, Inc.MWA	Gregory E HylandExecutive Chairman, Director	84,514	—	—	142,243	—
Nov 24, 2017 AForm 4 →	Nov 27, 4:27 pm EST	DARDEN RESTAURANTS INCDRI	Nana MensahDirector	311	—	—	1,168	—
Nov 22, 2017 CForm 4 →	Nov 27, 4:29 pm EST	Evercore Inc.EVR	Ralph SchlossteinPresident and CEO, Director	227,644	—	—	700,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:35 pm EST	FISERV INCFISV	Kevin P. GregoireGroup President	29,545	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:37 pm EST	INTUIT INCINTU	Brad D SmithChairman, CEO & President, Director	110,496	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:40 pm EST	INTUIT INCINTU	Henry Tayloe StansburyEVP & Chief Technology Officer	2,158	—	—	47,473	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:42 pm EST	INTUIT INCINTU	Daniel A WernikoffEVP, Consumer Group	53,000	—	—	0	—
Nov 22, 2017 GForm 4 →	Nov 27, 4:42 pm EST	USA TECHNOLOGIES INCUSAT	Albin F MoschnerDirector	1,500	—	—	5,500	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:43 pm EST	GENESEE & WYOMING INCGWR	Allison M FergusGeneral Counsel and Secretary	2,257	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:43 pm EST	ARCH COAL INCARCH	Scott D. VogelDirector	1,590	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:44 pm EST	ARCH COAL INCARCH	Robert G JonesSr. VP-Law, Gen Counsel & Secy	121	—	—	10,379	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:45 pm EST	ARCH COAL INCARCH	Patrick A KriegshauserDirector	1,590	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:46 pm EST	ARCH COAL INCARCH	John W EavesChief Executive Officer, Director	822	—	—	56,178	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:47 pm EST	ARCH COAL INCARCH	Kenneth D. CochranSr. VP - Operations	121	—	—	10,379	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:48 pm EST	ARCH COAL INCARCH	Deck SloneSr. VP - Strategy & Public Pol	77	—	—	6,673	—
Nov 27, 2017 MForm 4 →	Nov 27, 4:49 pm EST	BANCFIRST CORP /OK/BANF	Darryl SchmidtExecutive Vice President	2,420	—	—	42,500	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:49 pm EST	ARCH COAL INCARCH	Allen R. KelleyVP - Human Resources	77	—	—	6,673	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:51 pm EST	ARCH COAL INCARCH	John A. ZieglerChief Commercial Officer	121	—	—	10,379	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:52 pm EST	ARCH COAL INCARCH	John T. DrexlerSr. V.P. and CFO	260	—	—	17,740	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:53 pm EST	ARCH COAL INCARCH	Paul A LangPresident & COO	432	—	—	29,568	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:55 pm EST	ARCH COAL INCARCH	James N ChapmanDirector	2,226	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:55 pm EST	ARCH COAL INCARCH	Sherman Edmiston IIIDirector	1,590	—	—	0	—
Nov 23, 2017 MForm 4 →	Nov 27, 4:55 pm EST	ARCH COAL INCARCH	Richard A NavarreDirector	1,590	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 4:56 pm EST	Loxo Oncology, Inc.LOXO	Timothy M MaylebenDirector	3,000	—	—	12,625	—
Nov 27, 2017 JForm 4 →	Nov 27, 4:56 pm EST	PENTAIR plcPNR	Edward P Garden +1Director	49,134	—	—	49,134	—
Nov 22, 2017 MForm 4 →	Nov 27, 5:00 pm EST	SYSCO CORPSYY	Greg D BertrandSVP	3,337	—	—	81,038	—
Nov 24, 2017 PForm 4 →	Nov 27, 5:06 pm EST	BioPharmX CorpBPMX	Stephen MorlockDirector	660,000	—	—	330,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 5:07 pm EST	Atkore International Group Inc.ATKR	James A MallakVice President and CFO	9,775	—	—	199,968	—
Nov 22, 2017 MForm 4 →	Nov 27, 5:07 pm EST	Atkore International Group Inc.ATKR	John Patrick WilliamsonPresident and CEO, Director	8,641	—	—	483,352	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:17 pm EST	Marina Biotech, Inc.MRNA	Isaac BlechDirector	473,457	—	—	473,457	—
Nov 27, 2017 MForm 4 →	Nov 27, 5:20 pm EST	COMFORT SYSTEMS USA INCFIX	T McKenna TrentSrVP, General Counsel and Secy	10,000	—	—	11,901	—
Nov 14, 2017 AForm 4 →	Nov 27, 5:26 pm EST	FUSION TELECOMMUNICATIONS INTERNATIONAL INCFSNN	Matthew D RosenChief Executive Officer, Director	822,298	—	—	926,494	—	late
Nov 22, 2017 AForm 4 →	Nov 27, 5:30 pm EST	SEACOR Marine Holdings Inc.SMHI	Ferris HusseinDirector	16,700	—	—	16,700	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:31 pm EST	SEACOR Marine Holdings Inc.SMHI	Andrew R MorseDirector	16,700	—	—	16,700	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:31 pm EST	SEACOR Marine Holdings Inc.SMHI	Jesus LlorcaExecutive Vice President	75,000	—	—	75,000	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:31 pm EST	SEACOR Marine Holdings Inc.SMHI	Evan BehrensDirector	16,700	—	—	16,700	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:32 pm EST	SEACOR Marine Holdings Inc.SMHI	Anthony WellerSr VP and Managing Dir.	25,000	—	—	25,000	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:32 pm EST	SEACOR Marine Holdings Inc.SMHI	Robert ClemonsExecutive VP and COO	75,000	—	—	75,000	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:32 pm EST	SEACOR Marine Holdings Inc.SMHI	Charles FabrikantDirector	33,400	—	—	33,400	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:33 pm EST	SEACOR Marine Holdings Inc.SMHI	Robert Christopher ReganDirector	16,700	—	—	16,700	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:33 pm EST	SEACOR Marine Holdings Inc.SMHI	John M GellertPresident and CEO, Director	150,000	—	—	150,000	—
Nov 22, 2017 AForm 4 →	Nov 27, 5:33 pm EST	SEACOR Marine Holdings Inc.SMHI	Matthew CenacExecutive Vice President & CFO	75,000	—	—	75,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 5:33 pm EST	Proto Labs IncPRLB	John B. TumeltyVP/GM & Managing Director-EMEA	11,130	—	—	7,564	—	amended
Nov 22, 2017 MForm 4 →	Nov 27, 5:43 pm EST	STRATTEC SECURITY CORPSTRT	Brian J ReetzVP - Security Products	3,534	—	—	0	—
Nov 22, 2017 JForm 4 →	Nov 27, 5:47 pm EST	PAVmed Inc.PAVM	Lishan Aklog +2Chairman and CEO, Director, 10% Owner	67,317	—	—	5,646,562	—
Nov 26, 2017 AForm 4 →	Nov 27, 5:48 pm EST	BECTON DICKINSON & COBDX	Thomas E Polen Jr.Executive Vice President	31,986	—	—	31,986	—
Nov 26, 2017 AForm 4 →	Nov 27, 5:50 pm EST	BECTON DICKINSON & COBDX	James C LimExecutive Vice President	9,651	—	—	9,651	—
Nov 24, 2017 MForm 4 →	Nov 27, 5:58 pm EST	HORTON D R INC /DE/DHI	Bill W WheatEVP and CFO	36,000	—	—	24,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 6:00 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Gary Michael VaughnSee Remarks	5,000	—	—	26,500	—	amended
Nov 22, 2017 JForm 4 →	Nov 27, 6:04 pm EST	PAVmed Inc.PAVM	Ira Scott GreenspanDirector, 10% Owner	67,317	—	—	5,646,562	—	amended
Nov 27, 2017 CForm 4 →	Nov 27, 6:15 pm EST	APPIAN CORPAPPN	New Enterprise Associates 14, L.P. +210% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:16 pm EST	APPIAN CORPAPPN	M James Barrett10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:16 pm EST	APPIAN CORPAPPN	Peter J Barris10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:17 pm EST	APPIAN CORPAPPN	Forest Baskett10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:17 pm EST	APPIAN CORPAPPN	Anthony A. Florence Jr.10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:17 pm EST	APPIAN CORPAPPN	Patrick J Kerins10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 MForm 4 →	Nov 27, 6:17 pm EST	SCHWAB CHARLES CORPSCHW	Marie A ChandohaPresident - CSIM	56,327	—	—	67,447	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:18 pm EST	APPIAN CORPAPPN	David M Mott10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:18 pm EST	APPIAN CORPAPPN	Scott D Sandell10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:19 pm EST	APPIAN CORPAPPN	Peter W. Sonsini10% Owner	569,620	—	—	2,724,202	—
Nov 27, 2017 CForm 4 →	Nov 27, 6:19 pm EST	APPIAN CORPAPPN	Ravi Viswanathan10% Owner	569,620	—	—	2,724,202	—
Nov 26, 2017 AForm 4 →	Nov 27, 6:21 pm EST	BECTON DICKINSON & COBDX	John E GallagherVP, Corp Finance and Treasurer	4,159	—	—	4,159	—
Nov 27, 2017 MForm 4 →	Nov 27, 6:38 pm EST	BEACON ROOFING SUPPLY INCBECN	Paul IsabellaPresident & CEO, Director	40,000	—	—	0	—
Nov 22, 2017 AForm 4 →	Nov 27, 6:48 pm EST	Super Micro Computer, Inc.SMCI	Howard HideshimaChief Financial Officer	352	—	—	3,520	—
Nov 22, 2017 MForm 4 →	Nov 27, 6:54 pm EST	HCA Healthcare, Inc.HCA	Michael S. CuffePresident-Physician Services	2,150	—	—	2,400	—
Oct 31, 2017 AForm 4 →	Nov 27, 7:00 pm EST	Willdan Group, Inc.WLDN	Daniel ChowChief Operating Officer	13,333	—	—	13,333	—	late
Nov 22, 2017 MForm 4 →	Nov 27, 7:01 pm EST	MGM Resorts InternationalMGM	William A BibleDirector	10,000	—	—	10,000	—
Nov 22, 2017 MForm 4 →	Nov 27, 7:20 pm EST	PREMIER BIOMEDICAL INCBIEI	William A. HartmanCEO and President, Director, 10% Owner	7,000,000	—	—	0	—
Nov 22, 2017 AForm 4 →	Nov 27, 7:39 pm EST	TYME TECHNOLOGIES, INC.TYME	Timothy TysonDirector	50,958	—	—	50,958	—
Nov 22, 2017 AForm 4 →	Nov 27, 7:40 pm EST	TYME TECHNOLOGIES, INC.TYME	Ben R TaylorPresident, CFO	179,957	—	—	129,957	—
Nov 22, 2017 AForm 4 →	Nov 27, 7:40 pm EST	TYME TECHNOLOGIES, INC.TYME	Paul L SturmanDirector	14,880	—	—	14,880	—
Dec 19, 2015 CGForm 4 →	Nov 27, 2017, 7:41 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	Homer A Scott Jr.10% Owner	41,242	—	—	2,298,284	—	late
Nov 22, 2017 AForm 4 →	Nov 27, 7:42 pm EST	TYME TECHNOLOGIES, INC.TYME	David CarberryDirector	22,270	—	—	22,270	—
Nov 22, 2017 AForm 4 →	Nov 27, 7:42 pm EST	TYME TECHNOLOGIES, INC.TYME	James BiehlDirector	22,270	—	—	22,270	—
Nov 22, 2017 MForm 4 →	Nov 27, 7:48 pm EST	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	18,270	—	—	479,260	—
Nov 22, 2017 MForm 4 →	Nov 27, 7:51 pm EST	SALESFORCE COM INCCRM	Maria MartinezPres., Sales & Cust. Success	3,820	—	—	0	—
Nov 22, 2017 CMForm 4 →	Nov 27, 7:55 pm EST	Pure Storage, Inc.PSTG	David HatfieldPresident	216,668	—	—	1,123,846	—
Nov 24, 2017 MForm 4 →	Nov 27, 8:02 pm EST	WEYERHAEUSER COWY	Rhonda D HunterSr. Vice President	23,343	—	—	7,781	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:09 pm EST	Arista Networks, Inc.ANET	Andreas BechtolsheimChief Development Officer, Director, 10% Owner	132,370	—	—	29,167	—
Nov 22, 2017 CMForm 4 →	Nov 27, 8:11 pm EST	Apptio IncAPTI	John C MorrowSee Remarks	181,365	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:43 pm EST	SALESFORCE COM INCCRM	Alexandre DayonPres. & Chief Product Officer	14,902	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:48 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO	10,140	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:51 pm EST	SALESFORCE COM INCCRM	Joe AllansonChief Accounting Officer	2,625	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:57 pm EST	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	5,424	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 8:59 pm EST	SALESFORCE COM INCCRM	Cynthia G. RobbinsPres. and Chief People Officer	5,594	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 27, 9:10 pm EST	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	21,295	—	—	77,620	—
Nov 27, 2017 MForm 4 →	Nov 28, 7:52 am EST	COGNEX CORPCGNX	Patrick AliasDirector	5,000	—	—	15,000	—
Nov 24, 2017 MForm 4 →	Nov 28, 8:08 am EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,177	—	—	2,177	—
Nov 26, 2017 AForm 4 →	Nov 28, 8:43 am EST	BECTON DICKINSON & COBDX	Roland GoetteEVP and President, EMEA	3,199	—	—	3,199	—
Nov 26, 2017 AForm 4 →	Nov 28, 9:00 am EST	BECTON DICKINSON & COBDX	Ribo Alberto MasEVP and Pres, Life Sciences	11,424	—	—	11,424	—
Nov 26, 2017 AForm 4 →	Nov 28, 9:14 am EST	BECTON DICKINSON & COBDX	Linda M TharbyExecutive Vice President	14,280	—	—	14,280	—
Nov 26, 2017 AForm 4 →	Nov 28, 9:23 am EST	BECTON DICKINSON & COBDX	Nabil ShabshabExecutive Vice President	14,851	—	—	14,851	—
Nov 26, 2017 AForm 4 →	Nov 28, 9:43 am EST	BECTON DICKINSON & COBDX	Alexandre ConroyExecutive Vice President	15,079	—	—	15,079	—
Nov 26, 2017 AForm 4 →	Nov 28, 9:52 am EST	BECTON DICKINSON & COBDX	James W BorziEVP & Chief Supply Chain Offcr	5,027	—	—	5,027	—
Sep 6, 2017 AForm 4 →	Nov 28, 9:59 am EST	SELECT BANCORP, INC.SLCT	Anthony RandDirector	7,000	—	—	7,000	—	late
Nov 26, 2017 AForm 4 →	Nov 28, 10:09 am EST	BECTON DICKINSON & COBDX	Vincent A ForlenzaChairman, CEO and President, Director	95,957	—	—	95,957	—
Nov 27, 2017 MForm 4 →	Nov 28, 10:32 am EST	WATERS CORP /DE/WAT	Edward ConardDirector	3,500	—	—	0	—
Jun 19, 2017 GForm 5 →	Nov 28, 10:33 am EST	MSC INDUSTRIAL DIRECT CO INCMSM	Erik GershwindPresident and CEO, Director	5,713	—	—	236,519	—
Nov 27, 2017 MForm 4 →	Nov 28, 10:53 am EST	WESTLAKE CHEMICAL CORPWLK	Albert ChaoPresident & CEO, Director, 10% Owner	25,000	—	—	41,844	—
Nov 27, 2017 MForm 4 →	Nov 28, 11:05 am EST	RLI CORPRLI	Craig W KliethermesOther	7,600	—	—	15,200	—
Nov 27, 2017 MForm 4 →	Nov 28, 11:09 am EST	VICOR CORPVICR	H Allen HendersonDirector	2,100	—	—	27,562	—
Nov 24, 2017 MForm 4 →	Nov 28, 11:55 am EST	CASELLA WASTE SYSTEMS INCCWST	Edmond ColettaSenior Vice President & CFO	13,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 12:18 pm EST	HORMEL FOODS CORP /DE/HRL	James P SneeChairman, President and CEO, Director	12,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 12:18 pm EST	HORMEL FOODS CORP /DE/HRL	Steven G BinderExecutive Vice President	50,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 12:49 pm EST	DIME COMMUNITY BANCSHARES INCDCOM	Michael P DevineDirector	4,534	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 12:54 pm EST	OSHKOSH CORPOSK	Ignacio A CortinaEVP, Gen. Counsel & Secretary	10,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 12:55 pm EST	OSHKOSH CORPOSK	Colleen R. MoynihanSenior VP, Quality & Cont Impr	4,425	—	—	2,450	—
Nov 22, 2017 MForm 4 →	Nov 28, 1:28 pm EST	ZIONS BANCORPORATION /UT/ZION	Keith D MaioEVP, Chief Banking Officer	13,019	—	—	7,442	—	late
Nov 27, 2017 AForm 4 →	Nov 28, 1:36 pm EST	COATES INTERNATIONAL LTD \DE\COTE	Barry C KayeTreasurer and CFO, Director	25,734	—	—	220,954	—
Nov 27, 2017 AForm 4 →	Nov 28, 1:36 pm EST	COATES INTERNATIONAL LTD \DE\COTE	Gregory G CoatesSecretary and Pres. Tech. Div., Director	328,711	—	—	2,879,848	—
Nov 27, 2017 AForm 4 →	Nov 28, 1:37 pm EST	COATES INTERNATIONAL LTD \DE\COTE	George J. CoatesPresident and CEO, Director, 10% Owner	4,342,533	—	—	37,650,599	—
Nov 24, 2017 MForm 4 →	Nov 28, 2:01 pm EST	GOLDMAN SACHS GROUP INCGS	David M SolomonPresident and Co-COO	42,987	—	—	128,000	—
Nov 24, 2017 MForm 4 →	Nov 28, 2:08 pm EST	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Kevin P CorcoranSVP, Market Development	256	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 2:18 pm EST	SPRINT CorpS	Jorge Enrique GraciaChief Legal Officer	112,959	—	—	144,797	—
Nov 27, 2017 MForm 4 →	Nov 28, 2:22 pm EST	NICOLET BANKSHARES INCNCBS	Michael J GilsonDirector	2,286	—	—	1,486	—
Nov 24, 2017 MForm 4 →	Nov 28, 2:28 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	14,584	—
Nov 27, 2017 MForm 4 →	Nov 28, 2:31 pm EST	INTUITIVE SURGICAL INCISRG	Mark J MeltzerSVP General Counsel & CCO	3,000	—	—	10,500	—
Nov 26, 2017 AForm 4 →	Nov 28, 2:35 pm EST	BECTON DICKINSON & COBDX	Christopher R ReidyCFO and EVP of Administration	28,559	—	—	28,559	—
Nov 24, 2017 MForm 4 →	Nov 28, 2:38 pm EST	INTUIT INCINTU	Henry Tayloe StansburyEVP & Chief Technology Officer	7,882	—	—	14,267	—
Oct 14, 2017 MForm 4 →	Nov 28, 3:12 pm EST	DOLLAR TREE INCDLTR	Joshua R JewettChief Information Officer	5,254	—	—	0	—	late
Nov 27, 2017 MForm 4 →	Nov 28, 3:19 pm EST	DOLLAR TREE INCDLTR	Gary MaxwellChief Supply Chain Officer	888	—	—	888	—
Nov 27, 2017 MForm 4 →	Nov 28, 3:31 pm EST	NOVAGOLD RESOURCES INCNG	Gerald James McConnellDirector	130,050	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 3:36 pm EST	AGILENT TECHNOLOGIES INCA	Didier HirschSr. VP and CFO	20,000	—	—	70,000	—
Nov 27, 2017 MForm 4 →	Nov 28, 3:43 pm EST	RLI CORPRLI	Todd Wayne BryantVP, Finance & Controller	12,800	—	—	4,800	—
Nov 3, 2017 MForm 4 →	Nov 28, 3:51 pm EST	AMKOR TECHNOLOGY, INC.AMKR	Stephen Douglas KelleyPresident and CEO, Director	18,164	—	—	0	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.