SEC Form 4 · accession 0001225208-17-017699
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie A Chandoha
Officer — President - CSIM
Period of report
Nov 27, 2017
Accepted (ET)
Nov 27, 2017 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | M | 33,845 | $30.17 | A | 33,845 | I | by Trust |
| Common Stock | Nov 27, 2017 | M | 22,482 | $26.39 | A | 56,327 | I | by Trust |
| Common StockF1 | Nov 27, 2017 | S | 22,482 | $45.8588 | D | 33,845 | I | by Trust |
| Common StockF1 | Nov 27, 2017 | S | 33,845 | $45.8588 | D | 0 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $30.17 | Nov 27, 2017 | M | 33,845 | D | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 33,845 | 45,127 | D |
| Nonqualified Stock Option (right to buy) | $26.39 | Nov 27, 2017 | M | 22,482 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 22,482 | 67,447 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $45.85 to $45.885. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.