SEC Form 4 · accession 0001179110-17-014653
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmond Coletta
Officer — Senior Vice President & CFO
Period of report
Nov 24, 2017
Accepted (ET)
Nov 28, 2017 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 24, 2017 | M | 13,000 | $13.78 | A | 170,589 | D | |
| Class A Common StockF2 | Nov 24, 2017 | S | 9,121 | $19.6069 | D | 161,648 | D | |
| Class A Common Stock | Nov 27, 2017 | S | 3,879 | $19.60 | D | 157,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $13.78 | Nov 24, 2017 | M | 13,000 | D | — | Dec 13, 2017 | Class A Common Stock | 13,000 | 0 | D |
Explanation of responses
- F1The option vested in three equal installments on December 13, 2008, 2009, and 2010, and was set to expire on December 13, 2017.
- F2Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.60 to $19.71, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.