SEC Form 4 · accession 0000950103-17-011586
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Chapman
Director
Period of report
Nov 23, 2017
Accepted (ET)
Nov 27, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2017 | M | 2,226 | — | A | 2,226 | D | |
| Common StockF2,F3 | Nov 24, 2017 | S | 1,002 | $80.99 | D | 1,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 23, 2017 | M | 2,226 | D | Nov 23, 2017 | Nov 23, 2017 | Common Stock | 2,226 | 0 | D |
Explanation of responses
- F1Each restricted stock unit converted into one share of Class A Common Stock of Arch Coal, Inc. (the "Company").
- F2Represents shares of Class A Common Stock of the Company sold by the reporting person to cover the tax liability associated with the conversion of the restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.98 to $81.04. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.