SEC Form 5 · accession 0001144204-17-061079
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Gershwind
Officer — President and CEO · Director
Period of report
Sep 2, 2017
Accepted (ET)
Nov 28, 2017 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1 | — | Jun 19, 2017 | G | 2,857 | A | — | — | Class A Common Stock, $0.001 par value | 2,857 | 777,759 | D |
| Class B Common StockF3,F4,F1 | — | Jun 19, 2017 | G | 2,856 | D | — | — | Class A Common Stock, $0.001 par value | 2,856 | 236,519 | I |
| Class B Common StockF5,F1 | — | holding | — | — | — | — | — | Class A Common Stock, $0.001 par value | 170,778 | 170,778 | I |
Explanation of responses
- F1The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.
- F2Includes 127,405 shares of Class B Common Stock distributed to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee.
- F3Reflects aggregate distributions of 127,405 shares of Class B Common Stock to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee.
- F4Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.
- F5Represents shares of Class B Common Stock held by trusts of which the Reporting Person is a beneficiary and co-trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.