SEC Form 4 · accession 0000100493-17-000173
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Calaway
Officer — SVP Controller & CAO
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 27, 2017 | M | 21,200 | $31.82 | A | 41,136 | D | |
| Class A Common StockF1 | Nov 27, 2017 | S | 21,200 | $81.01 | D | 19,936 | D | |
| Class A Common Stock | holding | — | — | — | 3,430 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $31.82 | Nov 27, 2017 | M | 21,200 | D | Nov 22, 2014 | Nov 22, 2023 | Class A Common Stock | 21,200 | 0 | D |
Explanation of responses
- F1Includes 1,535.987 shares of Class A Common Stock which vest on November 30, 2018; 1,303.891 shares of Class A Common Stock which vest on November 28, 2019; and 961.908 shares of Class A Common Stock which vest on November 17, 2020.