SEC Form 4 · accession 0001179110-17-014649
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Chow
Officer — Chief Operating Officer
Period of report
Oct 31, 2017
Accepted (ET)
Nov 27, 2017 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2017 | A | 2,667 | $0.00 | A | 39,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $30.06 | Oct 31, 2017 | A | 13,333 | A | — | Oct 31, 2027 | Common Stock | 13,333 | 13,333 | D |
Explanation of responses
- F1The restricted stock award vests in three equal installments on each of October 31, 2018, October 31, 2019 and October 31, 2020.
- F2Includes (i) 6,667 shares of restricted stock that vest in two substantially equal installments on each of May 5, 2018 and May 5, 2019, (ii) 2,667 shares of restricted stock that vest in three substantially equal installments on each of March 8, 2018, March 8, 2019 and March 8, 2020 and (iii) 2,667 shares of restricted stock that vest in three substantially equal installments on each of October 31, 2018, October 31, 2019 and October 31, 2020.
- F3The option becomes exercisable in three substantially equal installments on each of October 31, 2018, October 31, 2019 and October 31, 2020.