SEC Form 4 · accession 0001209191-17-062664
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. · PACB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P Corcoran
Officer — SVP, Market Development
Period of report
Nov 24, 2017
Accepted (ET)
Nov 28, 2017 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001299130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 24, 2017 | M | 256 | $1.96 | A | 158,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.96 | Nov 24, 2017 | M | 256 | D | — | Nov 26, 2017 | Common Stock | 256 | 0 | D |
Explanation of responses
- F1Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The shares subject to the option were fully vested and exercisable.