SEC Form 4 · accession 0000896878-17-000178
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — EVP, Consumer Group
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 53,000 | $63.11 | A | 53,788 | D | |
| Common StockF2 | Nov 22, 2017 | S | 49,300 | $151.3043 | D | 4,488 | D | |
| Common StockF3 | Nov 22, 2017 | S | 3,700 | $151.8786 | D | 788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $63.11 | Nov 22, 2017 | M | 53,000 | D | Jul 24, 2016 | Jul 23, 2020 | Common Stock | 53,000 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in June 2017.
- F2This transaction was executed in multiple trades ranging from $150.78 to $151.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $151.78 to $152.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.