SEC Form 4 · accession 0000775158-17-000192
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ignacio A Cortina
Officer — EVP, Gen. Counsel & Secretary
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2017 | M | 10,000 | $19.24 | A | 20,012 | D | |
| Common Stock | Nov 27, 2017 | D | 10,000 | $86.62 | D | 10,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3 | $19.24 | Nov 27, 2017 | M | 10,000 | D | — | Sep 19, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Reporting Person completed an exercise of OSK stock appreciation rights granted in 2011 and due to expire on September 19, 2018.
- F2Stock Appreciation Rights Award granted pursuant to the Company's Stock Plan.
- F3Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012.