SEC Form 4 · accession 0001209191-17-062673
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Douglas Kelley
Officer — President and CEO · Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | F | 5,750 | $11.39 | D | 190,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1,F2 | $4.50 | Nov 3, 2017 | M | 18,164 | D | May 8, 2014 | May 8, 2023 | Amkor Technology, Inc. Common Stock | 18,164 | 0 | D |
Explanation of responses
- F1Reflects the November 3, 2017 exercise of 18,164 employee stock options at the direction of Mr. Kelley's ex-spouse pursuant to the terms of a qualified domestic relations order. Mr. Kelley's ex-spouse will retain all proceeds from the sales.
- F2The option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date, and 1/16th vest quarterly thereafter such that 100% of the option will be vested on the fourth anniversary of the grant date.