SEC Form 4 · accession 0001225208-17-017693
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Hyland
Officer — Executive Chairman · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 50,000 | $10.66 | A | 979,481 | D | |
| Common StockF1 | Nov 22, 2017 | S | 50,000 | $12.2745 | D | 929,481 | D | |
| Common Stock | Nov 24, 2017 | M | 34,514 | $10.66 | A | 963,995 | D | |
| Common StockF2 | Nov 24, 2017 | S | 34,514 | $12.2594 | D | 929,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.66 | Nov 22, 2017 | M | 50,000 | D | — | Nov 29, 2017 | Common Stock | 50,000 | 176,757 | D |
| Stock Option (Right to Buy)F3 | $10.66 | Nov 24, 2017 | M | 34,514 | D | — | Nov 29, 2017 | Common Stock | 34,514 | 142,243 | D |
Explanation of responses
- F1The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.31, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.295, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote.
- F3The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.