SEC Form 4 · accession 0001392943-17-000010
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Hideshima
Officer — Chief Financial Officer
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 352 | $0.00 | A | 1,355 | D | |
| Common Stock | Nov 22, 2017 | F | 135 | $21.30 | D | 1,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 22, 2017 | A | 352 | D | — | — | Common Stock | 352 | 3,520 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock.