SEC Form 4 · accession 0001543407-17-000043
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Lim
Officer — Executive Vice President
Period of report
Nov 25, 2017
Accepted (ET)
Nov 27, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2017 | A | 3,365 | $0.00 | A | 17,500 | D | |
| Common StockF2 | Nov 26, 2017 | A | 1,007 | $0.00 | A | 18,507 | D | |
| Common StockF3 | holding | — | — | — | 3,510 | I | GSIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $226.28 | Nov 26, 2017 | A | 9,651 | A | Nov 26, 2018 | Nov 26, 2027 | Common Stock | 9,651 | 9,651 | D |
Explanation of responses
- F1Represents shares vesting under performance units granted on November 25, 2014.
- F2Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- F3Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of April 30, 2016.
- F4The stock appreciation rights vest in four annual installments beginning November 26, 2018.