SEC Form 4 · accession 0000096021-17-000223
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg D Bertrand
Officer — SVP
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 3,337 | $29.96 | A | 33,161 | D | |
| Common StockF1 | Nov 22, 2017 | F | 1,829 | $54.65 | D | 31,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3,F2 | $29.96 | Nov 22, 2017 | M | 3,337 | D | — | Nov 13, 2019 | Common Stock | 3,337 | 81,038 | D |
Explanation of responses
- F1Transaction involved the surrender of previously-owned shares to the issuer as payment of the option exercise price and tax withholding obligations.
- F2Options are fully exercisable.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.