SEC Form 4 · accession 0001562180-17-003680
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Isabella
Officer — President & CEO · Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 27, 2017 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 27, 2017 | M | 40,000 | $12.25 | A | 172,046 | D | |
| Common Stock, $0.01 par value | Nov 27, 2017 | S | 40,000 | $60.565 | D | 132,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.25 | Nov 27, 2017 | M | 40,000 | D | — | Oct 22, 2018 | Common Stock, $0.01 par value | 40,000 | 0 | D |
Explanation of responses
- F1The options were fully vested and exercisable as of 10/22/2011.