SEC Form 4 · accession 0000109380-17-000244
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Maio
Officer — EVP, Chief Banking Officer
Period of report
Nov 22, 2017
Accepted (ET)
Nov 28, 2017 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 4,221 | $28.59 | A | 50,509 | D | |
| Common Stock | Nov 22, 2017 | S | 4,221 | $46.484 | D | 46,288 | D | |
| Common Stock | Nov 22, 2017 | M | 109 | $29.02 | A | 46,397 | D | |
| Common Stock | Nov 22, 2017 | S | 109 | $46.465 | D | 46,288 | D | |
| Common Stock | Nov 22, 2017 | M | 4,968 | $29.02 | A | 51,256 | D | |
| Common Stock | Nov 22, 2017 | S | 90 | $46.425 | D | 51,166 | D | |
| Common Stock | Nov 22, 2017 | S | 4,878 | $46.427 | D | 46,288 | D | |
| Common Stock | Nov 22, 2017 | M | 3,721 | $20.99 | A | 50,009 | D | |
| Common Stock | Nov 22, 2017 | S | 3,721 | $46.392 | D | 46,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Nov 22, 2017 | M | 4,221 | D | — | May 29, 2021 | Common Stock | 4,221 | 0 | D |
| Stock Option (right to buy) | $29.02 | Nov 22, 2017 | M | 109 | D | May 22, 2015 | May 21, 2022 | Common Stock | 109 | 10,045 | D |
| Stock Option (right to buy) | $29.02 | Nov 22, 2017 | M | 4,968 | D | May 22, 2015 | May 21, 2022 | Common Stock | 4,968 | 5,077 | D |
| Stock Option (right to buy)F1 | $20.99 | Nov 22, 2017 | M | 3,721 | D | — | Feb 11, 2023 | Common Stock | 3,721 | 7,442 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.